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Principal Exchange-Traded Funds Principal US Small-Cap ETF

8 hedge funds and large institutions have $12.9M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

751% more capital invested

Capital invested by funds: $1.52M → $12.9M (+$11.4M)

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

100% more repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 1

60% more funds holding

Funds holding: 58 (+3)

3.71% more ownership

Funds ownership: 0.41%4.12% (+3.7%)

Holders
8
Holders Change
+3
Holders Change %
+60%
% of All Funds
0.18%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
2
Reduced
1
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.41M +$9.32M +302,266 +50,378%
Principal Financial Group
2
Principal Financial Group
Iowa
$2.25M +$2.49M +80,807 New
Citadel Advisors
3
Citadel Advisors
Florida
$1.27M +$1.1M +35,620 +348%
HCA
4
Heck Capital Advisors
Wisconsin
$562K -$36.1K -1,170 -5%
LPL Financial
5
LPL Financial
California
$292K +$324K +10,526 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$136K +$150K +4,880 New
TRCT
7
Tower Research Capital (TRC)
New York
$3K +$3.08K +100 New
Jane Street
8
Jane Street
New York
-$385K -10,928 Closed

PSC Hedge Fund Activity: Q4 2018 in Review

8 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q4 2018, worth a combined $12.9M — up 751% from $1.52M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PSC positions and 1 closed out — a net gain of 3 holders — while 2 added to existing stakes and 1 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.32M. The largest seller was Jane Street, exiting entirely with an estimated $385K sold.

  • 8 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q4 2018, up from 5 in Q3 2018.
  • Funds reported $12.9M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q4 2018, up 751% quarter-over-quarter.
  • 4 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q4 2018 and 1 closed out, a net change of +3 holders.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q4 2018 was Morgan Stanley, an estimated $9.32M added.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q4 2018 was Jane Street, an estimated $385K sold.

Based on aggregated 13F filings for Q4 2018.