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Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC

Overview Fund Activity

25 hedge funds and large institutions have $697M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2024 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 2 closing their positions.

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
16
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$19.2M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$11.4M
3
Principal Financial Group
3
Principal Financial Group
Iowa
$499M
4
PS
4
Principal Securities
Iowa
$67.4M
5
Morgan Stanley
5
Morgan Stanley
New York
$5.1M

Top Sellers

1
LC
1
Legacy CG
Texas
$10.9M
2
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$3M
3
UBS Group
3
UBS Group
Switzerland
$41.7K
4
GRP
4
Global Retirement Partners
California
$0
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$499M 9,617,320 +37,369 +0.4%
PS
2
Principal Securities
Iowa
$67.4M 1,297,491 +35,009 +3%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$64.8M 1,246,085 +27,149 +2%
Wells Fargo
4
Wells Fargo
California
$19.2M 370,329 +226,991 +158%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.4M 220,239 +122,695 +126%
LC
6
Legacy CG
Texas
$10.9M 209,795 -123,773 -37%
LPL Financial
7
LPL Financial
California
$6.01M 115,628 +12,285 +12%
Morgan Stanley
8
Morgan Stanley
New York
$5.1M 98,219 +32,391 +49%
Wealth Enhancement Advisory Services
9
Wealth Enhancement Advisory Services
Minnesota
$3M 57,807 -44,712 -44%
SPC
10
Sigma Planning Corp
Michigan
$1.69M 32,478 +702 +2%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.63M 31,318 +13,194 +73%
AWA
12
Arete Wealth Advisors
Illinois
$1.15M 22,252 +22,252 New
P
13
&Partners
Tennessee
$1.1M 21,178 +6,029 +40%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.06M 20,379 +20,379 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$796K 15,320 +5,112 +50%
RJA
16
Raymond James & Associates
Florida
$703K 13,520 +878 +7%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$355K 6,824 +282 +4%
SAM
18
Smartleaf Asset Management
Massachusetts
$269K 5,202 +1,073 +26%
Mariner
19
Mariner
Kansas
$209K 4,023 +4,023 New
SPIA
20
Steward Partners Investment Advisory
New York
$205K 3,954 +3,954 New
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$199K 3,827 +3,827 New
UBS Group
22
UBS Group
Switzerland
$41.7K 802 -4,175 -84%
CIAS
23
Capital Investment Advisory Services
North Carolina
$35.1K 675 +664 +6,036%
CT
24
Clearstead Trust
Maine
$17.8K 342 – –
IAIM
25
International Assets Investment Management
Florida
$690 13,941 +13,912 +47,972%
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