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Principal Exchange-Traded Funds Principal US Small-Cap ETF

25 hedge funds and large institutions have $697M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2024 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 3

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

14% more funds holding

Funds holding: 2225 (+3)

11% more capital invested

Capital invested by funds: $627M → $697M (+$70.2M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.96% less ownership

Funds ownership: 107.54%106.58% (-0.96%)

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.36%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
16
Reduced
3
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$499M +$1.87M +37,369 +0.4%
PS
2
Principal Securities
Iowa
$67.4M +$1.75M +35,009 +3%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$64.8M +$1.36M +27,149 +2%
Wells Fargo
4
Wells Fargo
California
$19.2M +$11.4M +226,991 +158%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.4M +$6.14M +122,695 +126%
LC
6
Legacy CG
Texas
$10.9M -$6.19M -123,773 -37%
LPL Financial
7
LPL Financial
California
$6.01M +$615K +12,285 +12%
Morgan Stanley
8
Morgan Stanley
New York
$5.1M +$1.62M +32,391 +49%
Wealth Enhancement Advisory Services
9
Wealth Enhancement Advisory Services
Minnesota
$3M -$2.24M -44,712 -44%
SPC
10
Sigma Planning Corp
Michigan
$1.69M +$35.1K +702 +2%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.63M +$660K +13,194 +73%
AWA
12
Arete Wealth Advisors
Illinois
$1.15M +$1.11M +22,252 New
P
13
&Partners
Tennessee
$1.1M +$302K +6,029 +40%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.06M +$1.02M +20,379 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$796K +$256K +5,112 +50%
RJA
16
Raymond James & Associates
Florida
$703K +$43.9K +878 +7%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$355K +$14.1K +282 +4%
SAM
18
Smartleaf Asset Management
Massachusetts
$269K +$53.7K +1,073 +26%
Mariner
19
Mariner
Kansas
$209K +$201K +4,023 New
SPIA
20
Steward Partners Investment Advisory
New York
$205K +$198K +3,954 New
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$199K +$192K +3,827 New
UBS Group
22
UBS Group
Switzerland
$41.7K -$209K -4,175 -84%
CIAS
23
Capital Investment Advisory Services
North Carolina
$35.1K +$33.2K +664 +6,036%
CT
24
Clearstead Trust
Maine
$17.8K
IAIM
25
International Assets Investment Management
Florida
$690 +$696K +13,912 +47,972%

PSC Hedge Fund Activity: Q3 2024 in Review

25 of the 6,965 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q3 2024, worth a combined $697M — up 11% from $627M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PSC positions and 2 closed out — a net gain of 3 holders — while 16 added to existing stakes and 3 trimmed.

The largest buyer was Wells Fargo, adding an estimated $11.4M. The largest seller was Legacy CG, cutting an estimated $6.19M.

  • 25 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q3 2024, up from 22 in Q2 2024.
  • Funds reported $697M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q3 2024, up 11% quarter-over-quarter.
  • 5 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q3 2024 and 2 closed out, a net change of +3 holders.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q3 2024 was Wells Fargo, an estimated $11.4M added.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q3 2024 was Legacy CG, an estimated $6.19M sold.

Based on aggregated 13F filings for Q3 2024.