Principal Exchange-Traded Funds Principal US Small-Cap ETF
12 hedge funds and large institutions have $206M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2022 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 2 reducing their positions, and 5 closing their positions.
200% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 2
20.2% more ownership
Funds ownership: 69.91% → 90.12% (+20%)
7% more capital invested
Capital invested by funds: $192M → $206M (+$13.7M)
20% less funds holding
Funds holding: 15 → 12 (-3)
60% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Osaic Holdings
Scottsdale,
Arizona
|
+$1.37M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$1.25M |
| 3 |
LPL Financial
San Diego,
California
|
+$477K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$400K |
| 5 |
Principal Financial Group
Des Moines,
Iowa
|
+$26.4K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MA
Mutual Advisors
Omaha,
Nebraska
|
-$808K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$490K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$116K |
| 4 |
Morgan Stanley
New York
|
-$113K |
| 5 |
SL
Savior LLC
Wellesley Hills,
Massachusetts
|
-$12K |
PSC Hedge Fund Activity: Q4 2022 in Review
12 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q4 2022, worth a combined $206M — up 7.1% from $192M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of PSC and 2 opened new positions — a net loss of 3 holders — while 2 trimmed existing stakes and 6 added.
The largest buyer was Osaic Holdings, adding an estimated $1.37M. The largest seller was Mutual Advisors, exiting entirely with an estimated $808K sold.
- 12 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q4 2022, down from 15 in Q3 2022.
- Funds reported $206M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q4 2022, up 7.1% quarter-over-quarter.
- 2 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q4 2022 and 5 closed out, a net change of -3 holders.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q4 2022 was Osaic Holdings, an estimated $1.37M added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q4 2022 was Mutual Advisors, an estimated $808K sold.
Based on aggregated 13F filings for Q4 2022.