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Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC

Overview Fund Activity

22 hedge funds and large institutions have $627M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2024 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 1 reducing their positions, and 3 closing their positions.

Holders
22
Holders Change
+2
Holders Change %
+10%
% of All Funds
0.32%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
5
Increased
14
Reduced
1
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PS
1
Principal Securities
Iowa
$60.8M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$58.7M
3
LC
3
Legacy CG
Texas
$16.1M
4
Principal Financial Group
4
Principal Financial Group
Iowa
$461M
5
Wells Fargo
5
Wells Fargo
California
$6.9M

Top Sellers

1
MA
1
Mutual Advisors
Nebraska
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$3.17M
Name Market Value Shares Shares
Change 		Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$461M 9,579,951 +42,669 +0.4%
PS
2
Principal Securities
Iowa
$60.8M 1,262,482 +1,030,331 +444%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$58.7M 1,218,936 +1,010,723 +485%
LC
4
Legacy CG
Texas
$16.1M 333,568 +333,568 New
Wells Fargo
5
Wells Fargo
California
$6.9M 143,338 +26,012 +22%
LPL Financial
6
LPL Financial
California
$4.97M 103,343 +2,332 +2%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$4.93M 102,519 +778 +0.8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.7M 97,544 +7,602 +8%
Morgan Stanley
9
Morgan Stanley
New York
$3.17M 65,828 -1,913 -3%
SPC
10
Sigma Planning Corp
Michigan
$1.53M 31,776 +9,479 +43%
Osaic Holdings
11
Osaic Holdings
Arizona
$872K 18,124 +17,971 +11,746%
P
12
&Partners
Tennessee
$729K 15,149 +15,149 New
RJA
13
Raymond James & Associates
Florida
$608K 12,642 +1,334 +12%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$491K 10,208 +4,793 +89%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$315K 6,542 +902 +16%
UBS Group
16
UBS Group
Switzerland
$240K 4,977 +3,610 +264%
SAM
17
Smartleaf Asset Management
Massachusetts
$197K 4,129 +1,365 +49%
GRP
18
Global Retirement Partners
California
$29.2K 606 – –
CT
19
Clearstead Trust
Maine
$16.5K 342 – –
IAIM
20
International Assets Investment Management
Florida
$1.4K 29 +29 New
JPMorgan Chase & Co
21
JPMorgan Chase & Co
New York
$1.06K 22 +22 New
CIAS
22
Capital Investment Advisory Services
North Carolina
$529 11 +11 New
MA
23
Mutual Advisors
Nebraska
– – -12,560 Closed
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
– – -11,246 Closed
Citadel Advisors
25
Citadel Advisors
Florida
– – -5,211 Closed
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