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Principal Exchange-Traded Funds Principal US Small-Cap ETF

22 hedge funds and large institutions have $627M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2024 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,300% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 1

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

20% more capital invested

Capital invested by funds: $522M → $627M (+$105M)

10% more funds holding

Funds holding: 2022 (+2)

7.78% more ownership

Funds ownership: 99.76%107.54% (+7.8%)

Holders
22
Holders Change
+2
Holders Change %
+10%
% of All Funds
0.32%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
14
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$461M +$2.04M +42,669 +0.4%
PS
2
Principal Securities
Iowa
$60.8M +$49.4M +1,030,331 +444%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$58.7M +$48.4M +1,010,723 +485%
LC
4
Legacy CG
Texas
$16.1M +$16M +333,568 New
Wells Fargo
5
Wells Fargo
California
$6.9M +$1.25M +26,012 +22%
LPL Financial
6
LPL Financial
California
$4.97M +$112K +2,332 +2%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$4.93M +$37.3K +778 +0.8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.7M +$364K +7,602 +8%
Morgan Stanley
9
Morgan Stanley
New York
$3.17M -$91.6K -1,913 -3%
SPC
10
Sigma Planning Corp
Michigan
$1.53M +$454K +9,479 +43%
Osaic Holdings
11
Osaic Holdings
Arizona
$872K +$861K +17,971 +11,746%
P
12
&Partners
Tennessee
$729K +$726K +15,149 New
RJA
13
Raymond James & Associates
Florida
$608K +$63.9K +1,334 +12%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$491K +$230K +4,793 +89%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$315K +$43.2K +902 +16%
UBS Group
16
UBS Group
Switzerland
$240K +$173K +3,610 +264%
SAM
17
Smartleaf Asset Management
Massachusetts
$197K +$65.4K +1,365 +49%
GRP
18
Global Retirement Partners
California
$29.2K
CT
19
Clearstead Trust
Maine
$16.5K
IAIM
20
International Assets Investment Management
Florida
$1.4K +$1.39K +29 New
JP Morgan Chase
21
JP Morgan Chase
New York
$1.06K +$1.05K +22 New
CIAS
22
Capital Investment Advisory Services
North Carolina
$529 +$527 +11 New
MA
23
Mutual Advisors
Nebraska
-$623K -12,560 Closed
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
-$557K -11,246 Closed
Citadel Advisors
25
Citadel Advisors
Florida
-$258K -5,211 Closed

PSC Hedge Fund Activity: Q2 2024 in Review

22 of the 6,925 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q2 2024, worth a combined $627M — up 20% from $522M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PSC positions and 3 closed out — a net gain of 2 holders — while 14 added to existing stakes and 1 trimmed.

The largest buyer was Principal Securities, adding an estimated $49.4M. The largest seller was Mutual Advisors, exiting entirely with an estimated $623K sold.

  • 22 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q2 2024, up from 20 in Q1 2024.
  • Funds reported $627M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q2 2024, up 20% quarter-over-quarter.
  • 5 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q2 2024 and 3 closed out, a net change of +2 holders.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q2 2024 was Principal Securities, an estimated $49.4M added.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q2 2024 was Mutual Advisors, an estimated $623K sold.

Based on aggregated 13F filings for Q2 2024.