Principal Exchange-Traded Funds Principal US Small-Cap ETF
11 hedge funds and large institutions have $13.8M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 0 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 2
16% more capital invested
Capital invested by funds: $11.9M → $13.8M (+$1.87M)
10% more funds holding
Funds holding: 10 → 11 (+1)
0.28% more ownership
Funds ownership: 3.21% → 3.49% (+0.28%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
+$861K |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$355K |
| 3 |
AG
Advisor Group
Phoenix,
Arizona
|
+$63.9K |
| 4 |
LPL Financial
San Diego,
California
|
+$14.4K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$184K |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
-$283 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $7.05M | -$184K | -5,846 | -3% |
|
|
2
Principal Financial Group
Des Moines,
Iowa
| $3.78M | +$861K | +27,344 | +31% |
|
|
3
Citadel Advisors
Miami,
Florida
| $1.24M | +$355K | +11,273 | +42% |
|
|
AG
4
Advisor Group
Phoenix,
Arizona
| $562K | +$63.9K | +2,030 | +13% |
|
|
5
LPL Financial
San Diego,
California
| $538K | +$14.4K | +456 | +3% |
|
|
PAG
6
Private Advisor Group
Morristown,
New Jersey
| $300K | – | – | – |
|
7
Wells Fargo
San Francisco,
California
| $163K | – | – | – |
|
8
Royal Bank of Canada
Toronto,
Ontario, Canada
| $159K | – | – | – |
|
|
GRP
9
Global Retirement Partners
San Rafael,
California
| $20K | – | – | – |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| $3K | -$283 | -9 | -9% |
|
|
PA
11
PSI Advisors
Tampa,
Florida
| $2K | +$2.02K | +64 | New |
|
PSC Hedge Fund Activity: Q4 2019 in Review
11 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q4 2019, worth a combined $13.8M — up 16% from $11.9M a quarter earlier.
Buyers outnumbered sellers: 1 fund opened new PSC positions and 0 closed out — a net gain of 1 holder — while 4 added to existing stakes and 2 trimmed.
The largest buyer was Principal Financial Group, adding an estimated $861K. The largest seller was Morgan Stanley, cutting an estimated $184K.
- 11 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q4 2019, up from 10 in Q3 2019.
- Funds reported $13.8M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q4 2019, up 16% quarter-over-quarter.
- 1 fund opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q4 2019 and 0 closed out, a net change of +1 holder.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q4 2019 was Principal Financial Group, an estimated $861K added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q4 2019 was Morgan Stanley, an estimated $184K sold.
Based on aggregated 13F filings for Q4 2019.