Principal Exchange-Traded Funds Principal US Small-Cap ETF
9 hedge funds and large institutions have $16.7M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 0 increasing their positions, 4 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
13% more funds holding
Funds holding: 8 → 9 (+1)
5.94% less ownership
Funds ownership: 7.43% → 1.48% (-5.9%)
74% less capital invested
Capital invested by funds: $63.8M → $16.7M (-$47.2M)
100% less repeat investments, than reductions
Existing positions increased: 0 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Ameriprise
Minneapolis,
Minnesota
|
+$341K |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$58.6K |
| 3 |
Fidelity Investments
Boston,
Massachusetts
|
+$840 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
-$56.8M |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
-$940K |
| 3 |
Morgan Stanley
New York
|
-$423K |
| 4 |
LPL Financial
San Diego,
California
|
-$5.34K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
-$3.23K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Principal Financial Group
Des Moines,
Iowa
| $12M | -$56.8M | -1,351,658 | -83% |
|
|
2
Morgan Stanley
New York
| $3.58M | -$423K | -10,066 | -11% |
|
|
3
LPL Financial
San Diego,
California
| $525K | -$5.34K | -127 | -1% |
|
|
4
Ameriprise
Minneapolis,
Minnesota
| $358K | +$341K | +8,116 | New |
|
5
Wells Fargo
San Francisco,
California
| $81K | – | – | – |
|
|
6
UBS Group
Zurich,
Switzerland
| $62K | +$58.6K | +1,395 | New |
|
|
GRP
7
Global Retirement Partners
San Rafael,
California
| $27K | – | – | – |
|
|
TRCT
8
Tower Research Capital (TRC)
New York
| $5K | -$3.23K | -77 | -43% |
|
|
9
Fidelity Investments
Boston,
Massachusetts
| $1K | +$840 | +20 | New |
|
|
10
Osaic Holdings
Scottsdale,
Arizona
| – | -$940K | -25,888 | Closed |
|
PSC Hedge Fund Activity: Q1 2021 in Review
9 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q1 2021, worth a combined $16.7M — down 74% from $63.8M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new PSC positions and 2 closed out — a net gain of 1 holder — while 0 added to existing stakes and 4 trimmed.
The largest buyer was Ameriprise, opening a new position worth an estimated $341K. The largest seller was Principal Financial Group, cutting an estimated $56.8M.
- 9 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q1 2021, up from 8 in Q4 2020.
- Funds reported $16.7M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q1 2021, down 74% quarter-over-quarter.
- 3 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q1 2021 and 2 closed out, a net change of +1 holder.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q1 2021 was Ameriprise, an estimated $341K added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q1 2021 was Principal Financial Group, an estimated $56.8M sold.
Based on aggregated 13F filings for Q1 2021.