Principal Exchange-Traded Funds Principal US Small-Cap ETF
10 hedge funds and large institutions have $10.7M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2019 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 2 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 2
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
11% more funds holding
Funds holding: 9 → 10 (+1)
0.19% less ownership
Funds ownership: 3.19% → 3% (-0.19%)
5% less capital invested
Capital invested by funds: $11.2M → $10.7M (-$545K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
+$288K |
| 2 |
Morgan Stanley
New York
|
+$103K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$93.6K |
| 4 |
LPL Financial
San Diego,
California
|
+$90.1K |
| 5 |
AG
Advisor Group
Phoenix,
Arizona
|
+$37.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
-$1.11M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$151K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
-$1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $6.6M | +$103K | +3,288 | +2% |
|
|
2
Principal Financial Group
Des Moines,
Iowa
| $1.63M | -$1.11M | -35,740 | -41% |
|
|
HCA
3
Heck Capital Advisors
Rhinelander,
Wisconsin
| $645K | +$14.2K | +457 | +2% |
|
|
4
LPL Financial
San Diego,
California
| $422K | +$90.1K | +2,891 | +27% |
|
|
AG
5
Advisor Group
Phoenix,
Arizona
| $420K | +$37.2K | +1,192 | +10% |
|
|
6
Citadel Advisors
Miami,
Florida
| $404K | -$151K | -4,840 | -27% |
|
|
PAG
7
Private Advisor Group
Morristown,
New Jersey
| $290K | +$288K | +9,235 | New |
|
8
Royal Bank of Canada
Toronto,
Ontario, Canada
| $153K | – | – | – |
|
|
9
Wells Fargo
San Francisco,
California
| $94K | +$93.6K | +3,001 | New |
|
|
GRP
10
Global Retirement Partners
San Rafael,
California
| $19K | +$18.9K | +606 | New |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| – | -$1K | -32 | Closed |
|
PSC Hedge Fund Activity: Q2 2019 in Review
10 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q2 2019, worth a combined $10.7M — down 4.9% from $11.2M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new PSC positions and 2 closed out — a net gain of 1 holder — while 4 added to existing stakes and 2 trimmed.
The largest buyer was Private Advisor Group, opening a new position worth an estimated $288K. The largest seller was Principal Financial Group, cutting an estimated $1.11M.
- 10 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q2 2019, up from 9 in Q1 2019.
- Funds reported $10.7M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q2 2019, down 4.9% quarter-over-quarter.
- 3 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q2 2019 and 2 closed out, a net change of +1 holder.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q2 2019 was Private Advisor Group, an estimated $288K added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q2 2019 was Principal Financial Group, an estimated $1.11M sold.
Based on aggregated 13F filings for Q2 2019.