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Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC

13 hedge funds and large institutions have $1.19B invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2021 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 1 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

4,055% more capital invested

Capital invested by funds: $28.7M → $1.19B (+$1.16B)

500% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 1

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

94.66% more ownership

Funds ownership: 2.09% → 96.75% (+95%)

18% more funds holding

Funds holding: 11 → 13 (+2)

Holders
13
Holders Change
+2
Holders Change %
+18.18%
% of All Funds
0.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
1
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Principal Financial Group
Principal Financial Group
Iowa
+$1.16B
2
Morgan Stanley
Morgan Stanley
New York
+$1.19M
3
Wells Fargo
Wells Fargo
California
+$284K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$234K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$213K

Top Sellers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$33.4K
2
GRP
Global Retirement Partners
California
-$28K
3
LWM
Liberty Wealth Management
California
-$1K
Name Holding Trade Value Shares
Change 		Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$1.18B +$1.16B +24,484,198 +4,226%
Morgan Stanley
2
Morgan Stanley
New York
$4.09M +$1.19M +25,082 +41%
Wells Fargo
3
Wells Fargo
California
$1.54M +$284K +5,997 +23%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.53M -$33.4K -707 -2%
LPL Financial
5
LPL Financial
California
$733K +$113K +2,388 +18%
FTUS
6
Flow Traders U.S.
New York
$266K – – –
Osaic Holdings
7
Osaic Holdings
Arizona
$252K +$182K +3,839 +259%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$235K +$234K +4,951 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$214K +$213K +4,505 New
UBS Group
10
UBS Group
Switzerland
$27K +$26.9K +569 New
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$20K +$8.84K +187 +82%
TRCT
12
Tower Research Capital (TRC)
New York
$17K +$17K +359 New
Fidelity Investments
13
Fidelity Investments
Massachusetts
$1K – – –
GRP
14
Global Retirement Partners
California
– -$28K -606 Closed
LWM
15
Liberty Wealth Management
California
– -$1K -27 Closed

PSC Hedge Fund Activity: Q4 2021 in Review

13 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q4 2021, worth a combined $1.19B — up 4,055% from $28.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PSC positions and 2 closed out — a net gain of 2 holders — while 6 added to existing stakes and 1 trimmed.

The largest buyer was Principal Financial Group, adding an estimated $1.16B. The largest seller was Commonwealth Equity Services, cutting an estimated $33.4K.

  • 13 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q4 2021, up from 11 in Q3 2021.
  • Funds reported $1.19B of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q4 2021, up 4,055% quarter-over-quarter.
  • 4 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q4 2021 and 2 closed out, a net change of +2 holders.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q4 2021 was Principal Financial Group, an estimated $1.16B added.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q4 2021 was Commonwealth Equity Services, an estimated $33.4K sold.

Based on aggregated 13F filings for Q4 2021.