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Principal Exchange-Traded Funds Principal US Small-Cap ETF

83 hedge funds and large institutions have $1.53B invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2025 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 45 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 9

320% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 5

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

46% more capital invested

Capital invested by funds: $1.04B → $1.53B (+$484M)

24% more funds holding

Funds holding: 6783 (+16)

5.49% less ownership

Funds ownership: 105.93%100.44% (-5.5%)

Holders
83
Holders Change
+16
Holders Change %
+23.88%
% of All Funds
1.01%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
21
Increased
45
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$677M +$336M +5,885,091 +101%
PS
2
Principal Securities
Iowa
$134M +$5.72M +99,982 +5%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$132M +$5.64M +98,684 +5%
Ameriprise
4
Ameriprise
Minnesota
$104M +$27.6M +482,398 +36%
Morgan Stanley
5
Morgan Stanley
New York
$72.3M -$10.8M -188,808 -13%
Wells Fargo
6
Wells Fargo
California
$59.5M +$16.5M +289,331 +39%
Raymond James Financial
7
Raymond James Financial
Florida
$54.3M +$21.7M +380,076 +68%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$47.5M +$438K +7,655 +1%
LPL Financial
9
LPL Financial
California
$46.8M +$17M +297,560 +58%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$22.1M +$1.58M +27,617 +8%
Truist Financial
11
Truist Financial
North Carolina
$19.2M +$548K +9,582 +3%
VC
12
Veracity Capital
Georgia
$15.3M +$15.1M +264,512 New
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$13.7M +$4.55M +79,617 +51%
P
14
&Partners
Tennessee
$11.5M -$173K -3,024 -1%
HCM
15
Hudson Capital Management
New Jersey
$10.6M +$218K +3,821 +2%
Stifel Financial
16
Stifel Financial
Missouri
$9.76M +$319K +5,579 +3%
PA
17
PSI Advisors
Florida
$7.78M -$483K -8,446 -6%
RBWA
18
RFG - Bristol Wealth Advisors
Massachusetts
$7.4M +$565K +9,888 +8%
Osaic Holdings
19
Osaic Holdings
Arizona
$7.24M +$1.03M +18,075 +17%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$6.77M +$222K +3,881 +3%
HF
21
HRT Financial
New York
$5.24M +$5.19M +90,809 New
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$5.07M +$2.26M +39,499 +82%
WAOTB
23
Wealth Advisors of Tampa Bay
Florida
$4.36M +$116K +2,022 +3%
GVAG
24
Great Valley Advisor Group
Delaware
$4.22M +$60.2K +1,053 +1%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$3.66M +$3.63M +63,432 New

PSC Hedge Fund Activity: Q4 2025 in Review

83 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q4 2025, worth a combined $1.53B — up 46% from $1.04B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PSC positions and 5 closed out — a net gain of 16 holders — while 45 added to existing stakes and 9 trimmed.

The largest buyer was Principal Financial Group, adding an estimated $336M. The largest seller was Morgan Stanley, cutting an estimated $10.8M.

  • 83 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q4 2025, up from 67 in Q3 2025.
  • Funds reported $1.53B of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q4 2025, up 46% quarter-over-quarter.
  • 21 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q4 2025 and 5 closed out, a net change of +16 holders.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q4 2025 was Principal Financial Group, an estimated $336M added.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q4 2025 was Morgan Stanley, an estimated $10.8M sold.

Based on aggregated 13F filings for Q4 2025.