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Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC

Overview Fund Activity

15 hedge funds and large institutions have $192M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2022 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
15
Holders Change
-2
Holders Change %
-11.76%
% of All Funds
0.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
3
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MA
1
Mutual Advisors
Nebraska
$808K
2
LPL Financial
2
LPL Financial
California
$1.08M
3
EAM
3
Empirical Asset Management
Massachusetts
$280K
4
UBS Group
4
UBS Group
Switzerland
$116K

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$186M
2
Morgan Stanley
2
Morgan Stanley
New York
$1.55M
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$0
5
Osaic Holdings
5
Osaic Holdings
Arizona
$200K
Name Market Value Shares Shares
Change 		Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$186M 5,150,965 -10,400,000 -67%
Morgan Stanley
2
Morgan Stanley
New York
$1.55M 41,991 -21,769 -34%
LPL Financial
3
LPL Financial
California
$1.08M 29,351 +10,151 +53%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$957K 25,992 -1,330 -5%
MA
5
Mutual Advisors
Nebraska
$808K 21,958 +12,999 +145%
Wells Fargo
6
Wells Fargo
California
$690K 18,739 -3,357 -15%
EAM
7
Empirical Asset Management
Massachusetts
$280K 7,617 +7,617 New
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$259K 7,036 -610 -8%
Osaic Holdings
9
Osaic Holdings
Arizona
$200K 5,429 -5,636 -51%
UBS Group
10
UBS Group
Switzerland
$116K 3,160 +2,047 +184%
GRP
11
Global Retirement Partners
California
$25K 606 – –
SL
12
Savior LLC
Massachusetts
$12K 330 – –
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$7K 187 – –
SPIA
14
Steward Partners Investment Advisory
New York
$4K 112 – –
Citadel Advisors
15
Citadel Advisors
Florida
– – -17,334 Closed
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
– – -8,840 Closed
AA
17
Addison Advisors
Vermont
– – -347 Closed
Fidelity Investments
18
Fidelity Investments
Massachusetts
$0 1 -4 -80%
CFGS
19
Concourse Financial Group Securities
Alabama
– – – –