Principal Exchange-Traded Funds Principal US Small-Cap ETF
12 hedge funds and large institutions have $23.1M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2021 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 2 closing their positions.
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
39% more capital invested
Capital invested by funds: $16.7M → $23.1M (+$6.48M)
33% more funds holding
Funds holding: 9 → 12 (+3)
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
0.06% less ownership
Funds ownership: 1.48% → 1.42% (-0.06%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
+$2.25M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.72M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$1.5M |
| 4 |
Wells Fargo
San Francisco,
California
|
+$586K |
| 5 |
FTUS
Flow Traders U.S.
New York
|
+$257K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$814K |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
-$177K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$62K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$5K |
| 5 |
Fidelity Investments
Boston,
Massachusetts
|
-$689 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Principal Financial Group
Des Moines,
Iowa
| $15.1M | +$2.25M | +48,936 | +18% |
|
|
2
Morgan Stanley
New York
| $2.98M | -$814K | -17,729 | -22% |
|
|
3
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.76M | +$1.72M | +37,560 | New |
|
|
4
Commonwealth Equity Services
Waltham,
Massachusetts
| $1.54M | +$1.5M | +32,725 | New |
|
|
5
Wells Fargo
San Francisco,
California
| $688K | +$586K | +12,768 | +692% |
|
6
LPL Financial
San Diego,
California
| $576K | +$15.9K | +346 | +3% |
|
|
FTUS
7
Flow Traders U.S.
New York
| $264K | +$257K | +5,600 | New |
|
|
8
Ameriprise
Minneapolis,
Minnesota
| $200K | -$177K | -3,861 | -48% |
|
|
GRP
9
Global Retirement Partners
San Rafael,
California
| $29K | – | – | – |
|
|
FF
10
FourThought Financial
Venice,
Florida
| $6K | +$6.8K | +148 | New |
|
11
Osaic Holdings
Scottsdale,
Arizona
| $5K | +$4.82K | +105 | New |
|
|
12
UBS Group
Zurich,
Switzerland
| – | -$62K | -1,395 | Closed |
|
|
TRCT
13
Tower Research Capital (TRC)
New York
| – | -$5K | -104 | Closed |
|
|
14
Fidelity Investments
Boston,
Massachusetts
| – | -$689 | -15 | -75% |
|
PSC Hedge Fund Activity: Q2 2021 in Review
12 of the 5,746 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q2 2021, worth a combined $23.1M — up 39% from $16.7M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new PSC positions and 2 closed out — a net gain of 3 holders — while 3 added to existing stakes and 3 trimmed.
The largest buyer was Principal Financial Group, adding an estimated $2.25M. The largest seller was Morgan Stanley, cutting an estimated $814K.
- 12 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q2 2021, up from 9 in Q1 2021.
- Funds reported $23.1M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q2 2021, up 39% quarter-over-quarter.
- 5 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q2 2021 and 2 closed out, a net change of +3 holders.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q2 2021 was Principal Financial Group, an estimated $2.25M added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q2 2021 was Morgan Stanley, an estimated $814K sold.
Based on aggregated 13F filings for Q2 2021.