Ameriprise’s Principal Exchange-Traded Funds Principal US Small-Cap ETF PSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-4,255	Closed	-$200K	–	3931
2021 Q2	$200K	Sell	4,255 -3,861	-48%	-$181K	﹤0.01%	3748
2021 Q1	$358K	Buy	+8,116	New	+$358K	﹤0.01%	3527