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Principal Exchange-Traded Funds Principal US Small-Cap ETF

67 hedge funds and large institutions have $1.04B invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2025 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 35 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

218% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 11

167% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 6

27% more capital invested

Capital invested by funds: $821M → $1.04B (+$224M)

16% more funds holding

Funds holding: 5867 (+9)

4.71% less ownership

Funds ownership: 110.63%105.93% (-4.7%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
67
Holders Change
+9
Holders Change %
+15.52%
% of All Funds
0.88%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
16
Increased
35
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$333M +$3.52M +64,391 +1%
PS
2
Principal Securities
Iowa
$126M -$1.54M -28,082 -1%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$125M -$2.02M -37,016 -2%
Morgan Stanley
4
Morgan Stanley
New York
$82.1M +$17.6M +321,735 +29%
Ameriprise
5
Ameriprise
Minnesota
$75.4M +$72.4M +1,323,665 New
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$44.3M +$687K +12,554 +2%
Wells Fargo
7
Wells Fargo
California
$42.2M +$3.92M +71,669 +11%
Raymond James Financial
8
Raymond James Financial
Florida
$31.9M +$4.79M +87,622 +19%
LPL Financial
9
LPL Financial
California
$29.2M +$7.58M +138,532 +37%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$20.2M +$3.93M +71,815 +25%
Truist Financial
11
Truist Financial
North Carolina
$18.4M +$2.86M +52,339 +19%
P
12
&Partners
Tennessee
$11.6M +$984K +17,997 +10%
HCM
13
Hudson Capital Management
New Jersey
$10.2M +$225K +4,120 +2%
Stifel Financial
14
Stifel Financial
Missouri
$9.32M +$8.53M +156,009 +2,078%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$8.97M +$7.49M +136,977 +671%
PA
16
PSI Advisors
Florida
$8.16M +$288K +5,262 +4%
RBWA
17
RFG - Bristol Wealth Advisors
Massachusetts
$6.74M +$6.47M +118,246 New
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$6.46M +$6.2M +113,395 New
Osaic Holdings
19
Osaic Holdings
Arizona
$6.02M +$405K +7,409 +7%
SWGC
20
Summit Wealth Group (Colorado)
Colorado
$4.51M +$1.11M +20,289 New
NA
21
NewEdge Advisors
Louisiana
$4.3M +$2.03M +37,113 +97%
WAOTB
22
Wealth Advisors of Tampa Bay
Florida
$4.19M +$4.02M +73,555 New
GVAG
23
Great Valley Advisor Group
Delaware
$4.1M +$4.87K +89 +0.1%
AWA
24
Arete Wealth Advisors
Illinois
$3.41M +$49.6K +906 +2%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$2.75M +$1.71M +31,255 +183%

PSC Hedge Fund Activity: Q3 2025 in Review

67 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q3 2025, worth a combined $1.04B — up 27% from $821M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PSC positions and 6 closed out — a net gain of 10 holders — while 35 added to existing stakes and 11 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $72.4M. The largest seller was Two Sigma Investments, exiting entirely with an estimated $2.79M sold.

  • 67 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q3 2025, up from 58 in Q2 2025.
  • Funds reported $1.04B of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q3 2025, up 27% quarter-over-quarter.
  • 16 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q3 2025 and 6 closed out, a net change of +10 holders.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q3 2025 was Ameriprise, an estimated $72.4M added.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q3 2025 was Two Sigma Investments, an estimated $2.79M sold.

Based on aggregated 13F filings for Q3 2025.