Principal Exchange-Traded Funds Principal US Small-Cap ETF
9 hedge funds and large institutions have $11.2M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2019 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, 4 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
13% more funds holding
Funds holding: 8 → 9 (+1)
0.92% less ownership
Funds ownership: 4.12% → 3.19% (-0.92%)
13% less capital invested
Capital invested by funds: $12.9M → $11.2M (-$1.71M)
75% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AG
Advisor Group
Phoenix,
Arizona
|
+$374K |
| 2 |
Principal Financial Group
Des Moines,
Iowa
|
+$204K |
| 3 |
Fidelity Investments
Boston,
Massachusetts
|
+$31 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$2.96M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$865K |
| 3 |
HCA
Heck Capital Advisors
Rhinelander,
Wisconsin
|
-$4.92K |
| 4 |
TRCT
Tower Research Capital (TRC)
New York
|
-$2.09K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $6.44M | -$2.96M | -96,270 | -32% |
|
|
2
Principal Financial Group
Des Moines,
Iowa
| $2.73M | +$204K | +6,644 | +8% |
|
|
HCA
3
Heck Capital Advisors
Rhinelander,
Wisconsin
| $626K | -$4.92K | -160 | -0.8% |
|
|
4
Citadel Advisors
Miami,
Florida
| $553K | -$865K | -28,160 | -61% |
|
|
AG
5
Advisor Group
Phoenix,
Arizona
| $379K | +$374K | +12,169 | New |
|
6
LPL Financial
San Diego,
California
| $328K | – | – | – |
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $152K | – | – | – |
|
|
TRCT
8
Tower Research Capital (TRC)
New York
| $1K | -$2.09K | -68 | -68% |
|
|
9
Fidelity Investments
Boston,
Massachusetts
| – | +$31 | +1 | New |
|
PSC Hedge Fund Activity: Q1 2019 in Review
9 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q1 2019, worth a combined $11.2M — down 13% from $12.9M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new PSC positions and 1 closed out — a net gain of 1 holder — while 1 added to existing stakes and 4 trimmed.
The largest buyer was Advisor Group, opening a new position worth an estimated $374K. The largest seller was Morgan Stanley, cutting an estimated $2.96M.
- 9 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q1 2019, up from 8 in Q4 2018.
- Funds reported $11.2M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q1 2019, down 13% quarter-over-quarter.
- 2 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q1 2019 and 1 closed out, a net change of +1 holder.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q1 2019 was Advisor Group, an estimated $374K added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q1 2019 was Morgan Stanley, an estimated $2.96M sold.
Based on aggregated 13F filings for Q1 2019.