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Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC

Overview Fund Activity

45 hedge funds and large institutions have $748M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2025 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 24 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
45
Holders Change
+5
Holders Change %
+12.5%
% of All Funds
0.61%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
24
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Raymond James Financial
1
Raymond James Financial
Florida
$18.8M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$90.9M
3
Morgan Stanley
3
Morgan Stanley
New York
$17.5M
4
Wells Fargo
4
Wells Fargo
California
$24.8M
5
LC
5
Legacy CG
Texas
$15.4M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$411M
2
KDA
2
Kraft Davis & Associates
Missouri
$845K
3
Jane Street
3
Jane Street
New York
$0
4
VWA
4
Visionary Wealth Advisors
Illinois
$0
5
Citadel Advisors
5
Citadel Advisors
Florida
$345K
Name Market Value Shares Shares
Change 		Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$411M 8,466,710 -962,004 -10%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$90.9M 1,871,603 +235,880 +14%
PS
3
Principal Securities
Iowa
$87.1M 1,698,988 +883 +0.1%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$33.7M 694,501 +35,486 +5%
Wells Fargo
5
Wells Fargo
California
$24.8M 510,620 +82,550 +19%
Raymond James Financial
6
Raymond James Financial
Florida
$18.8M 386,677 +243,608 +170%
Morgan Stanley
7
Morgan Stanley
New York
$17.5M 359,578 +129,490 +56%
LC
8
Legacy CG
Texas
$15.4M 316,839 +70,252 +28%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$13.9M 286,803 +47,239 +20%
LPL Financial
10
LPL Financial
California
$8.44M 173,714 +15,734 +10%
P
11
&Partners
Tennessee
$7M 145,211 +41,613 +40%
Osaic Holdings
12
Osaic Holdings
Arizona
$3.87M 79,690 +34,147 +75%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.61M 33,049 +6,237 +23%
Stifel Financial
14
Stifel Financial
Missouri
$1.58M 32,548 +22,899 +237%
AWA
15
Arete Wealth Advisors
Illinois
$1.56M 32,227 +6,826 +27%
NA
16
NewEdge Advisors
Louisiana
$1.53M 31,510 +31,510 New
SPC
17
Sigma Planning Corp
Michigan
$1.5M 30,840 -1,373 -4%
GWM
18
Greenwich Wealth Management
Connecticut
$895K 18,427 +18,427 New
KDA
19
Kraft Davis & Associates
Missouri
$845K 18,309 -41,229 -69%
PAG
20
Private Advisor Group
New Jersey
$819K 16,861 +3,543 +27%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$797K 16,409 +2,402 +17%
SPIA
22
Steward Partners Investment Advisory
New York
$601K 12,370 +822 +7%
CIAS
23
Capital Investment Advisory Services
North Carolina
$561K 11,560 +9,620 +496%
SAM
24
Smartleaf Asset Management
Massachusetts
$543K 11,271 +4,567 +68%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$461K 9,492 +1,781 +23%
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