PSC icon

Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC

Overview Fund Activity

16 hedge funds and large institutions have $462M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 2 closing their positions.

Holders
16
Holders Change
+5
Holders Change %
+45.45%
% of All Funds
0.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
4
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$423M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$8.69M
3
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$4.41M
4
Morgan Stanley
4
Morgan Stanley
New York
$4.76M
5
LPL Financial
5
LPL Financial
California
$4.54M

Top Sellers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$2.52K
2
BAM
2
Belpointe Asset Management
Nevada
$0
3
MA
3
Mutual Advisors
Nebraska
$1.71M
4
Wells Fargo
4
Wells Fargo
California
$3.49M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.27M
Name Market Value Shares Shares
Change 		Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$423M 9,201,742 +2,947,405 +47%
PS
2
Principal Securities
Iowa
$9.49M 206,416 +206,416 New
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$8.69M 188,987 +188,987 New
Morgan Stanley
4
Morgan Stanley
New York
$4.76M 103,598 +57,920 +127%
LPL Financial
5
LPL Financial
California
$4.54M 98,652 +50,506 +105%
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$4.41M 96,019 +96,019 New
Wells Fargo
7
Wells Fargo
California
$3.49M 75,893 -4,950 -6%
MA
8
Mutual Advisors
Nebraska
$1.71M 37,112 -7,140 -16%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.27M 27,654 -391 -1%
Jane Street
10
Jane Street
New York
$441K 9,593 +9,593 New
RJA
11
Raymond James & Associates
Florida
$345K 7,506 +7,506 New
UBS Group
12
UBS Group
Switzerland
$63.1K 1,373 +879 +178%
SAM
13
Smartleaf Asset Management
Massachusetts
$48.6K 1,046 +1,046 New
GRP
14
Global Retirement Partners
California
$27K 606 – –
Bank of America
15
Bank of America
North Carolina
$7.4K 161 +161 New
Osaic Holdings
16
Osaic Holdings
Arizona
$2.52K 54 -45,553 -100%
BAM
17
Belpointe Asset Management
Nevada
– – -14,377 Closed
AssetMark Inc
18
AssetMark Inc
California
– – -83 Closed
CFGS
19
Concourse Financial Group Securities
Alabama
– – – –