LPL Financial
PSC icon

LPL Financial’s Principal Exchange-Traded Funds Principal US Small-Cap ETF PSC Stock Holding History

LPL Financial’s Portfolio PSC Stock Details PSC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$61.7M Buy
1,076,319
+265,917
+33% +$15.8M 0.02% 812
2025
Q4 		$46.8M Buy
810,402
+297,560
+58% +$17M 0.01% 908
2025
Q3 		$29.2M Buy
512,842
+138,532
+37% +$7.58M 0.01% 1127
2025
Q2 		$19.9M Buy
374,310
+200,596
+115% +$9.96M 0.01% 1253
2025
Q1 		$8.44M Buy
173,714
+15,734
+10% +$808K ﹤0.01% 1727
2024
Q4 		$8.1M Buy
157,980
+42,352
+37% +$2.25M ﹤0.01% 1700
2024
Q3 		$6.01M Buy
115,628
+12,285
+12% +$615K ﹤0.01% 1833
2024
Q2 		$4.97M Buy
103,343
+2,332
+2% +$112K ﹤0.01% 1855
2024
Q1 		$5.01M Buy
101,011
+2,359
+2% +$110K ﹤0.01% 1780
2023
Q4 		$4.54M Buy
98,652
+50,506
+105% +$2.09M ﹤0.01% 1747
2023
Q3 		$1.97M Buy
48,146
+3,477
+8% +$148K ﹤0.01% 2290
2023
Q2 		$1.89M Sell
44,669
-1,951
-4% -$78K ﹤0.01% 2300
2023
Q1 		$1.87M Buy
46,620
+5,256
+13% +$217K ﹤0.01% 2199
2022
Q4 		$1.62M Buy
41,364
+12,013
+41% +$477K ﹤0.01% 2250
2022
Q3 		$1.08M Buy
29,351
+10,151
+53% +$408K ﹤0.01% 2480
2022
Q2 		$731K Buy
19,200
+3,147
+20% +$129K ﹤0.01% 2857
2022
Q1 		$713K Buy
16,053
+603
+4% +$26.8K ﹤0.01% 2898
2021
Q4 		$733K Buy
15,450
+2,388
+18% +$113K ﹤0.01% 2933
2021
Q3 		$594K Buy
13,062
+821
+7% +$37.6K ﹤0.01% 3061
2021
Q2 		$576K Buy
12,241
+346
+3% +$15.9K ﹤0.01% 3035
2021
Q1 		$525K Sell
11,895
-127
-1% -$5.34K ﹤0.01% 2978
2020
Q4 		$437K Buy
12,022
+815
+7% +$26.6K ﹤0.01% 2873
2020
Q3 		$314K Sell
11,207
-2,673
-19% -$76.3K ﹤0.01% 2876
2020
Q2 		$379K Buy
13,880
+700
+5% +$17.7K ﹤0.01% 2649
2020
Q1 		$284K Sell
13,180
-3,329
-20% -$97.3K ﹤0.01% 2543
2019
Q4 		$538K Buy
16,509
+456
+3% +$14.4K ﹤0.01% 2316
2019
Q3 		$493K Buy
16,053
+2,636
+20% +$81.2K ﹤0.01% 2270
2019
Q2 		$422K Buy
13,417
+2,891
+27% +$90.1K ﹤0.01% 2403
2019
Q1 		$328K Hold
10,526
– – ﹤0.01% 2557
2018
Q4 		$292K Buy
+10,526
New +$324K ﹤0.01% 2487

Other funds holding PSC

Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

LPL Financial's PSC Position: Q1 2026 in Review

LPL Financial increased its Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) stake by 33% in Q1 2026, buying an estimated $15.8M and bringing the position to 1,076,319 shares worth $61.7M. The position accounts for 0.02% of the portfolio, ranked #812.

LPL Financial first reported a position in PSC in Q4 2018 and has held it in 30 quarters since. 90 funds tracked by Wall St. Rank hold PSC as of Q1 2026.

  • LPL Financial held 1,076,319 shares of Principal Exchange-Traded Funds Principal US Small-Cap ETF worth $61.7M as of Q1 2026.
  • LPL Financial bought 265,917 Principal Exchange-Traded Funds Principal US Small-Cap ETF shares in Q1 2026, an estimated $15.8M.
  • Principal Exchange-Traded Funds Principal US Small-Cap ETF made up 0.02% of LPL Financial's portfolio in Q1 2026, its #812 holding.
  • LPL Financial first reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF in Q4 2018 and has held it in 30 quarters since.
  • 90 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal US Small-Cap ETF as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.