Principal Exchange-Traded Funds Principal US Small-Cap ETF
10 hedge funds and large institutions have $9.96M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2020 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and 2 closing their positions.
0.3% more ownership
Funds ownership: 3.49% → 3.79% (+0.3%)
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
9% less funds holding
Funds holding: 11 → 10 (-1)
28% less capital invested
Capital invested by funds: $13.8M → $9.96M (-$3.85M)
60% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
+$1.53M |
| 2 |
Jane Street
New York
|
+$505K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$309K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$761K |
| 2 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$300K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$139K |
| 4 |
LPL Financial
San Diego,
California
|
-$97.3K |
| 5 |
Citadel Advisors
Miami,
Florida
|
-$49.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $4.1M | -$761K | -26,023 | -12% |
|
|
2
Principal Financial Group
Des Moines,
Iowa
| $3.64M | +$1.53M | +52,435 | +45% |
|
|
3
Citadel Advisors
Miami,
Florida
| $782K | -$49.4K | -1,689 | -4% |
|
4
Osaic Holdings
Scottsdale,
Arizona
| $427K | +$580K | +19,851 | New |
|
|
5
Jane Street
New York
| $372K | +$505K | +17,283 | New |
|
|
6
Wells Fargo
San Francisco,
California
| $335K | +$309K | +10,565 | +211% |
|
|
7
LPL Financial
San Diego,
California
| $284K | -$97.3K | -3,329 | -20% |
|
|
GRP
8
Global Retirement Partners
San Rafael,
California
| $13K | – | – | – |
|
|
9
Royal Bank of Canada
Toronto,
Ontario, Canada
| $3K | -$139K | -4,745 | -97% |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| $2K | -$263 | -9 | -9% |
|
|
PAG
11
Private Advisor Group
Morristown,
New Jersey
| – | -$300K | -9,225 | Closed |
|
|
PA
12
PSI Advisors
Tampa,
Florida
| – | -$2K | -64 | Closed |
|
PSC Hedge Fund Activity: Q1 2020 in Review
10 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q1 2020, worth a combined $9.96M — down 28% from $13.8M a quarter earlier.
Fund positioning in PSC was balanced in Q1 2020: 2 funds opened new positions, 2 closed out, 2 added to existing stakes and 5 trimmed.
The largest buyer was Principal Financial Group, adding an estimated $1.53M. The largest seller was Morgan Stanley, cutting an estimated $761K.
- 10 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q1 2020, down from 11 in Q4 2019.
- Funds reported $9.96M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q1 2020, down 28% quarter-over-quarter.
- 2 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q1 2020 and 2 closed out, a net change of 0 holders.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q1 2020 was Principal Financial Group, an estimated $1.53M added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q1 2020 was Morgan Stanley, an estimated $761K sold.
Based on aggregated 13F filings for Q1 2020.