Principal Exchange-Traded Funds Principal US Small-Cap ETF
10 hedge funds and large institutions have $11.9M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2019 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 1 reducing their positions, and 1 closing their positions.
500% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 1
12% more capital invested
Capital invested by funds: $10.7M → $11.9M (+$1.28M)
0.21% more ownership
Funds ownership: 3% → 3.21% (+0.21%)
0% more funds holding
Funds holding: 10 → 10 (0)
0% more first-time investments, than exits
New positions opened: 1 | Existing positions closed: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
+$1.14M |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$428K |
| 3 |
Morgan Stanley
New York
|
+$385K |
| 4 |
LPL Financial
San Diego,
California
|
+$81.2K |
| 5 |
Wells Fargo
San Francisco,
California
|
+$61.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HCA
Heck Capital Advisors
Rhinelander,
Wisconsin
|
-$645K |
| 2 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$308 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $6.83M | +$385K | +12,490 | +6% |
|
|
2
Principal Financial Group
Des Moines,
Iowa
| $2.72M | +$1.14M | +37,049 | +72% |
|
|
3
Citadel Advisors
Miami,
Florida
| $820K | +$428K | +13,892 | +108% |
|
|
4
LPL Financial
San Diego,
California
| $493K | +$81.2K | +2,636 | +20% |
|
|
AG
5
Advisor Group
Phoenix,
Arizona
| $468K | +$57.3K | +1,860 | +14% |
|
|
PAG
6
Private Advisor Group
Morristown,
New Jersey
| $283K | -$308 | -10 | -0.1% |
|
|
7
Wells Fargo
San Francisco,
California
| $154K | +$61.6K | +1,999 | +67% |
|
8
Royal Bank of Canada
Toronto,
Ontario, Canada
| $150K | – | – | – |
|
|
GRP
9
Global Retirement Partners
San Rafael,
California
| $19K | – | – | – |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| $3K | +$3.23K | +105 | New |
|
|
HCA
11
Heck Capital Advisors
Rhinelander,
Wisconsin
| – | -$645K | -20,527 | Closed |
|
PSC Hedge Fund Activity: Q3 2019 in Review
10 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q3 2019, worth a combined $11.9M — up 12% from $10.7M a quarter earlier.
Fund positioning in PSC was balanced in Q3 2019: 1 fund opened new positions, 1 closed out, 6 added to existing stakes and 1 trimmed.
The largest buyer was Principal Financial Group, adding an estimated $1.14M. The largest seller was Heck Capital Advisors, exiting entirely with an estimated $645K sold.
- 10 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q3 2019, unchanged from Q2 2019.
- Funds reported $11.9M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q3 2019, up 12% quarter-over-quarter.
- 1 fund opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q3 2019 and 1 closed out, a net change of 0 holders.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q3 2019 was Principal Financial Group, an estimated $1.14M added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q3 2019 was Heck Capital Advisors, an estimated $645K sold.
Based on aggregated 13F filings for Q3 2019.