Principal Exchange-Traded Funds Principal US Small-Cap ETF
11 hedge funds and large institutions have $265M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2023 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
150% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 2
57% more capital invested
Capital invested by funds: $169M → $265M (+$96.1M)
22% more funds holding
Funds holding: 9 → 11 (+2)
3.63% more ownership
Funds ownership: 85.66% → 89.29% (+3.6%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
+$102M |
| 2 |
MA
Mutual Advisors
Omaha,
Nebraska
|
+$1.88M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$1.46M |
| 4 |
BAM
Belpointe Asset Management
Reno,
Nevada
|
+$612K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$395K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$333K |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
-$166K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$79.3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Principal Financial Group
Des Moines,
Iowa
| $252M | +$102M | +2,400,415 | +62% |
|
|
2
Wells Fargo
San Francisco,
California
| $3.31M | +$1.46M | +34,373 | +74% |
|
3
LPL Financial
San Diego,
California
| $1.97M | +$148K | +3,477 | +8% |
|
4
Morgan Stanley
New York
| $1.87M | +$46.8K | +1,099 | +2% |
|
|
5
Osaic Holdings
Scottsdale,
Arizona
| $1.87M | -$166K | -3,911 | -8% |
|
|
MA
6
Mutual Advisors
Omaha,
Nebraska
| $1.81M | +$1.88M | +44,252 | New |
|
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $1.15M | +$395K | +9,295 | +50% |
|
|
BAM
8
Belpointe Asset Management
Reno,
Nevada
| $588K | +$612K | +14,377 | New |
|
|
GRP
9
Global Retirement Partners
San Rafael,
California
| $24.1K | – | – | – |
|
|
10
UBS Group
Zurich,
Switzerland
| $20.2K | -$79.3K | -1,863 | -79% |
|
11
AssetMark Inc
Concord,
California
| $3.39K | +$3.53K | +83 | New |
|
|
12
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$333K | -7,859 | Closed |
|
PSC Hedge Fund Activity: Q3 2023 in Review
11 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q3 2023, worth a combined $265M — up 57% from $169M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new PSC positions and 1 closed out — a net gain of 2 holders — while 5 added to existing stakes and 2 trimmed.
The largest buyer was Principal Financial Group, adding an estimated $102M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $333K sold.
- 11 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q3 2023, up from 9 in Q2 2023.
- Funds reported $265M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q3 2023, up 57% quarter-over-quarter.
- 3 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q3 2023 and 1 closed out, a net change of +2 holders.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q3 2023 was Principal Financial Group, an estimated $102M added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q3 2023 was Susquehanna International Group, an estimated $333K sold.
Based on aggregated 13F filings for Q3 2023.