Principal Exchange-Traded Funds Principal US Small-Cap ETF
11 hedge funds and large institutions have $28.7M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 1 reducing their positions, and 3 closing their positions.
500% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 1
24% more capital invested
Capital invested by funds: $23.1M → $28.7M (+$5.57M)
0.67% more ownership
Funds ownership: 1.42% → 2.09% (+0.67%)
8% less funds holding
Funds holding: 12 → 11 (-1)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
+$11.8M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$547K |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
+$63.1K |
| 4 |
LPL Financial
San Diego,
California
|
+$37.6K |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$10.6K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.76M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
-$200K |
| 3 |
Morgan Stanley
New York
|
-$98.3K |
| 4 |
FF
FourThought Financial
Venice,
Florida
|
-$6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Principal Financial Group
Des Moines,
Iowa
| $22.3M | +$11.8M | +257,775 | +80% |
|
|
2
Morgan Stanley
New York
| $2.79M | -$98.3K | -2,145 | -3% |
|
|
3
Commonwealth Equity Services
Waltham,
Massachusetts
| $1.5M | +$10.6K | +232 | +0.7% |
|
|
4
Wells Fargo
San Francisco,
California
| $1.21M | +$547K | +11,940 | +82% |
|
|
5
LPL Financial
San Diego,
California
| $594K | +$37.6K | +821 | +7% |
|
|
FTUS
6
Flow Traders U.S.
New York
| $255K | – | – | – |
|
|
7
Osaic Holdings
Scottsdale,
Arizona
| $67K | +$63.1K | +1,378 | +1,312% |
|
|
GRP
8
Global Retirement Partners
San Rafael,
California
| $28K | – | – | – |
|
9
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| $10K | +$10.5K | +229 | New |
|
10
Fidelity Investments
Boston,
Massachusetts
| $1K | +$687 | +15 | +300% |
|
|
LWM
11
Liberty Wealth Management
Oakland,
California
| $1K | +$1.24K | +27 | New |
|
|
12
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$1.76M | -37,560 | Closed |
|
|
13
Ameriprise
Minneapolis,
Minnesota
| – | -$200K | -4,255 | Closed |
|
|
FF
14
FourThought Financial
Venice,
Florida
| – | -$6K | -148 | Closed |
|
PSC Hedge Fund Activity: Q3 2021 in Review
11 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q3 2021, worth a combined $28.7M — up 24% from $23.1M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of PSC and 2 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 6 added.
The largest buyer was Principal Financial Group, adding an estimated $11.8M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.76M sold.
- 11 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q3 2021, down from 12 in Q2 2021.
- Funds reported $28.7M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q3 2021, up 24% quarter-over-quarter.
- 2 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q3 2021 and 3 closed out, a net change of -1 holder.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q3 2021 was Principal Financial Group, an estimated $11.8M added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q3 2021 was Susquehanna International Group, an estimated $1.76M sold.
Based on aggregated 13F filings for Q3 2021.