Principal Exchange-Traded Funds Principal US Small-Cap ETF
9 hedge funds and large institutions have $9.76M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 2 closing their positions.
12% more capital invested
Capital invested by funds: $8.72M → $9.76M (+$1.04M)
1.11% less ownership
Funds ownership: 2.65% → 1.54% (-1.1%)
18% less funds holding
Funds holding: 11 → 9 (-2)
40% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 5
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
+$1.29M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$3.08K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
+$2.88K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$214K |
| 2 |
Morgan Stanley
New York
|
-$135K |
| 3 |
LPL Financial
San Diego,
California
|
-$76.3K |
| 4 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$27K |
| 5 |
Osaic Holdings
Scottsdale,
Arizona
|
-$12.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Principal Financial Group
Des Moines,
Iowa
| $5.52M | +$1.29M | +45,339 | +30% |
|
|
2
Morgan Stanley
New York
| $2.81M | -$135K | -4,729 | -4% |
|
|
3
Osaic Holdings
Scottsdale,
Arizona
| $793K | -$12.1K | -425 | -1% |
|
|
4
LPL Financial
San Diego,
California
| $314K | -$76.3K | -2,673 | -19% |
|
|
5
Citadel Advisors
Miami,
Florida
| $232K | -$214K | -7,495 | -47% |
|
|
6
Wells Fargo
San Francisco,
California
| $52K | +$3.08K | +108 | +6% |
|
|
GRP
7
Global Retirement Partners
San Rafael,
California
| $17K | – | – | – |
|
8
UBS Group
Zurich,
Switzerland
| $7K | -$1.66K | -58 | -18% |
|
|
TRCT
9
Tower Research Capital (TRC)
New York
| $5K | +$2.88K | +101 | +126% |
|
|
PAG
10
Private Advisor Group
Morristown,
New Jersey
| – | -$27K | -975 | Closed |
|
11
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$5K | -188 | Closed |
|
PSC Hedge Fund Activity: Q3 2020 in Review
9 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q3 2020, worth a combined $9.76M — up 12% from $8.72M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of PSC and 0 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 3 added.
The largest buyer was Principal Financial Group, adding an estimated $1.29M. The largest seller was Citadel Advisors, cutting an estimated $214K.
- 9 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q3 2020, down from 11 in Q2 2020.
- Funds reported $9.76M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q3 2020, up 12% quarter-over-quarter.
- 0 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q3 2020 and 2 closed out, a net change of -2 holders.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q3 2020 was Principal Financial Group, an estimated $1.29M added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q3 2020 was Citadel Advisors, an estimated $214K sold.
Based on aggregated 13F filings for Q3 2020.