Principal Exchange-Traded Funds Principal US Small-Cap ETF
11 hedge funds and large institutions have $8.72M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2020 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
10% more funds holding
Funds holding: 10 → 11 (+1)
1.14% less ownership
Funds ownership: 3.79% → 2.65% (-1.1%)
12% less capital invested
Capital invested by funds: $9.96M → $8.72M (-$1.25M)
40% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Osaic Holdings
Scottsdale,
Arizona
|
+$223K |
| 2 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
+$24.6K |
| 3 |
LPL Financial
San Diego,
California
|
+$17.7K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$7.96K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.34K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$2.16M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$519K |
| 3 |
Principal Financial Group
Des Moines,
Iowa
|
-$429K |
| 4 |
Jane Street
New York
|
-$372K |
| 5 |
Wells Fargo
San Francisco,
California
|
-$349K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Principal Financial Group
Des Moines,
Iowa
| $4.14M | -$429K | -16,991 | -10% |
|
|
2
Morgan Stanley
New York
| $2.87M | -$2.16M | -85,412 | -45% |
|
|
3
Osaic Holdings
Scottsdale,
Arizona
| $784K | +$223K | +8,825 | +44% |
|
|
4
Citadel Advisors
Miami,
Florida
| $431K | -$519K | -20,545 | -57% |
|
|
5
LPL Financial
San Diego,
California
| $379K | +$17.7K | +700 | +5% |
|
|
6
Wells Fargo
San Francisco,
California
| $47K | -$349K | -13,830 | -89% |
|
|
PAG
7
Private Advisor Group
Morristown,
New Jersey
| $27K | +$24.6K | +975 | New |
|
|
GRP
8
Global Retirement Partners
San Rafael,
California
| $17K | – | – | – |
|
|
9
UBS Group
Zurich,
Switzerland
| $9K | +$7.96K | +315 | New |
|
|
10
Royal Bank of Canada
Toronto,
Ontario, Canada
| $5K | +$1.34K | +53 | +39% |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| $2K | -$177 | -7 | -8% |
|
|
12
Jane Street
New York
| – | -$372K | -17,283 | Closed |
|
PSC Hedge Fund Activity: Q2 2020 in Review
11 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q2 2020, worth a combined $8.72M — down 12% from $9.96M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new PSC positions and 1 closed out — a net gain of 1 holder — while 3 added to existing stakes and 5 trimmed.
The largest buyer was Osaic Holdings, adding an estimated $223K. The largest seller was Morgan Stanley, cutting an estimated $2.16M.
- 11 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q2 2020, up from 10 in Q1 2020.
- Funds reported $8.72M of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q2 2020, down 12% quarter-over-quarter.
- 2 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q2 2020 and 1 closed out, a net change of +1 holder.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q2 2020 was Osaic Holdings, an estimated $223K added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q2 2020 was Morgan Stanley, an estimated $2.16M sold.
Based on aggregated 13F filings for Q2 2020.