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Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC

Overview Fund Activity

20 hedge funds and large institutions have $522M invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2024 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 2 closing their positions.

Holders
20
Holders Change
+4
Holders Change %
+25%
% of All Funds
0.29%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
10
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$473M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.46M
3
Wells Fargo
3
Wells Fargo
California
$5.82M
4
PS
4
Principal Securities
Iowa
$11.5M
5
SPC
5
Sigma Planning Corp
Michigan
$1.11M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.36M
2
MA
2
Mutual Advisors
Nebraska
$623K
3
Jane Street
3
Jane Street
New York
$0
4
Bank of America
4
Bank of America
North Carolina
$0
5
UBS Group
5
UBS Group
Switzerland
$67.8K
Name Market Value Shares Shares
Change 		Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$473M 9,537,282 +335,540 +4%
PS
2
Principal Securities
Iowa
$11.5M 232,151 +25,735 +12%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$10.3M 208,213 +19,226 +10%
Wells Fargo
4
Wells Fargo
California
$5.82M 117,326 +41,433 +55%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$5.04M 101,741 +5,722 +6%
LPL Financial
6
LPL Financial
California
$5.01M 101,011 +2,359 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.46M 89,942 +62,288 +225%
Morgan Stanley
8
Morgan Stanley
New York
$3.36M 67,741 -35,857 -35%
SPC
9
Sigma Planning Corp
Michigan
$1.11M 22,297 +22,297 New
MA
10
Mutual Advisors
Nebraska
$623K 12,560 -24,552 -66%
RJA
11
Raymond James & Associates
Florida
$561K 11,308 +3,802 +51%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$557K 11,246 +11,246 New
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$280K 5,640 +5,640 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$268K 5,415 +5,415 New
Citadel Advisors
15
Citadel Advisors
Florida
$258K 5,211 +5,211 New
SAM
16
Smartleaf Asset Management
Massachusetts
$136K 2,764 +1,718 +164%
UBS Group
17
UBS Group
Switzerland
$67.8K 1,367 -6 -0.4%
GRP
18
Global Retirement Partners
California
$30K 606 – –
CT
19
Clearstead Trust
Maine
$17K 342 +342 New
Osaic Holdings
20
Osaic Holdings
Arizona
$7.6K 153 +99 +183%
Jane Street
21
Jane Street
New York
– – -9,593 Closed
Bank of America
22
Bank of America
North Carolina
– – -161 Closed
CFGS
23
Concourse Financial Group Securities
Alabama
– – – –