Advisor Group’s Principal Exchange-Traded Funds Principal US Small-Cap ETF PSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	$562K	Buy	17,251 +2,030	+13%	+$66.1K	﹤0.01%	1589
2019 Q3	$468K	Buy	15,221 +1,860	+14%	+$57.2K	﹤0.01%	1665
2019 Q2	$420K	Buy	13,361 +1,192	+10%	+$37.5K	﹤0.01%	1742
2019 Q1	$379K	Buy	+12,169	New	+$379K	﹤0.01%	1792