Principal Exchange-Traded Funds Principal US Small-Cap ETF
83 hedge funds and large institutions have $1.53B invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2025 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 45 increasing their positions, 9 reducing their positions, and 5 closing their positions.
400% more repeat investments, than reductions
Existing positions increased: 45 | Existing positions reduced: 9
320% more first-time investments, than exits
New positions opened: 21 | Existing positions closed: 5
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
46% more capital invested
Capital invested by funds: $1.04B → $1.53B (+$484M)
24% more funds holding
Funds holding: 67 → 83 (+16)
5.49% less ownership
Funds ownership: 105.93% → 100.44% (-5.5%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Principal Financial Group
Des Moines,
Iowa
|
+$336M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
+$27.6M |
| 3 |
Raymond James Financial
St Petersburg,
Florida
|
+$21.7M |
| 4 |
LPL Financial
San Diego,
California
|
+$17M |
| 5 |
Wells Fargo
San Francisco,
California
|
+$16.5M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$10.8M |
| 2 |
SWGC
Summit Wealth Group (Colorado)
Colorado Springs,
Colorado
|
-$4.51M |
| 3 |
NA
NewEdge Advisors
New Orleans,
Louisiana
|
-$2.18M |
| 4 |
PA
PSI Advisors
Tampa,
Florida
|
-$483K |
| 5 |
GAM
Gotham Asset Management
New York
|
-$317K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AAP
76
Arax Advisory Partners
Denver,
Colorado
| $5.83K | +$5.77K | +101 | New |
|
|
LFG
77
Larson Financial Group
St Louis,
Missouri
| $5.77K | – | – | – |
|
|
EWA
78
EverSource Wealth Advisors
Birmingham,
Alabama
| $2.71K | +$2.69K | +47 | New |
|
|
AF
79
Allworth Financial
Folsom,
California
| $2.48K | +$2.46K | +43 | New |
|
|
MCA
80
McGuire Capital Advisors
Bethany,
Oklahoma
| $462 | +$457 | +8 | New |
|
|
IRAG
81
Investment Research & Advisory Group
Atlanta,
Georgia
| $116 | – | – | – |
|
|
GWSA
82
Global Wealth Strategies & Associates
Denver,
Colorado
| $115 | +$114 | +2 | New |
|
83
Fidelity Investments
Boston,
Massachusetts
| $68 | +$286 | +5 | +71% |
|
|
SWGC
84
Summit Wealth Group (Colorado)
Colorado Springs,
Colorado
| – | -$4.51M | -20,289 | Closed |
|
|
GAM
85
Gotham Asset Management
New York
| – | -$317K | -5,566 | Closed |
|
86
UBS Group
Zurich,
Switzerland
| – | -$21.8K | -383 | Closed |
|
|
CT
87
Clearstead Trust
Portland,
Maine
| – | -$19.5K | -342 | Closed |
|
|
AWM
88
AE Wealth Management
Topeka,
Kansas
| – | -$741 | -13 | Closed |
|
PSC Hedge Fund Activity: Q4 2025 in Review
83 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q4 2025, worth a combined $1.53B — up 46% from $1.04B a quarter earlier.
Buyers outnumbered sellers: 21 funds opened new PSC positions and 5 closed out — a net gain of 16 holders — while 45 added to existing stakes and 9 trimmed.
The largest buyer was Principal Financial Group, adding an estimated $336M. The largest seller was Morgan Stanley, cutting an estimated $10.8M.
- 83 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q4 2025, up from 67 in Q3 2025.
- Funds reported $1.53B of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q4 2025, up 46% quarter-over-quarter.
- 21 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q4 2025 and 5 closed out, a net change of +16 holders.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q4 2025 was Principal Financial Group, an estimated $336M added.
- The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q4 2025 was Morgan Stanley, an estimated $10.8M sold.
Based on aggregated 13F filings for Q4 2025.