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Principal Exchange-Traded Funds Principal US Small-Cap ETF

83 hedge funds and large institutions have $1.53B invested in Principal Exchange-Traded Funds Principal US Small-Cap ETF in 2025 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 45 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 9

320% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 5

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

46% more capital invested

Capital invested by funds: $1.04B → $1.53B (+$484M)

24% more funds holding

Funds holding: 6783 (+16)

5.49% less ownership

Funds ownership: 105.93%100.44% (-5.5%)

Holders
83
Holders Change
+16
Holders Change %
+23.88%
% of All Funds
1.01%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
21
Increased
45
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
26
Arete Wealth Advisors
Illinois
$3.6M +$144K +2,524 +4%
3F
27
360 Financial
Minnesota
$3.14M +$3.11M +54,467 New
GWM
28
Greenwich Wealth Management
Connecticut
$2.49M +$981K +17,159 +66%
CFD
29
Creative Financial Designs
Indiana
$2.37M +$33.4K +585 +1%
KDA
30
Kraft Davis & Associates
Missouri
$2.17M -$15.6K -272 -0.7%
NA
31
NewEdge Advisors
Louisiana
$2.15M -$2.18M -38,205 -51%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$2.14M +$315K +5,506 +17%
Jane Street
33
Jane Street
New York
$2.03M +$1.23M +21,433 +156%
NWA
34
Northwest Wealth Advisors
Washington
$1.91M +$1.89M +33,147 New
IF
35
Integrity Financial
Wyoming
$1.88M +$41.3K +722 +2%
TPBG
36
Turning Point Benefit Group
Maryland
$1.86M +$405K +7,082 +28%
PAG
37
Private Advisor Group
New Jersey
$1.83M +$447K +7,825 +33%
SPIA
38
Steward Partners Investment Advisory
New York
$1.47M +$173K +3,034 +14%
Citadel Advisors
39
Citadel Advisors
Florida
$1.44M +$1.43M +25,012 New
CIAS
40
Capital Investment Advisory Services
North Carolina
$1.35M +$215K +3,759 +19%
SPC
41
Sigma Planning Corp
Michigan
$1.26M -$24.4K -427 -2%
GRP
42
Global Retirement Partners
California
$1.23M +$1.22M +21,298 +2,129,800%
MML Investors Services
43
MML Investors Services
Massachusetts
$1.13M +$236K +4,132 +27%
SAM
44
Smartleaf Asset Management
Massachusetts
$1.09M +$213K +3,718 +25%
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$1.01M +$90.8K +1,588 +10%
BIG
46
Brookwood Investment Group
Arizona
$992K +$982K +17,182 New
WIP
47
WealthCare Investment Partners
Rhode Island
$986K +$369K +6,447 +61%
CWM
48
Cornerstone Wealth Management
Missouri
$931K -$1.2K -21 -0.1%
VVP
49
Venture Visionary Partners
Ohio
$749K +$4.52K +79 +0.6%
SSWM
50
Sheets Smith Wealth Management
North Carolina
$686K +$29.6K +517 +5%

PSC Hedge Fund Activity: Q4 2025 in Review

83 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) for Q4 2025, worth a combined $1.53B — up 46% from $1.04B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PSC positions and 5 closed out — a net gain of 16 holders — while 45 added to existing stakes and 9 trimmed.

The largest buyer was Principal Financial Group, adding an estimated $336M. The largest seller was Morgan Stanley, cutting an estimated $10.8M.

  • 83 institutional investors held Principal Exchange-Traded Funds Principal US Small-Cap ETF (PSC) as of Q4 2025, up from 67 in Q3 2025.
  • Funds reported $1.53B of Principal Exchange-Traded Funds Principal US Small-Cap ETF stock for Q4 2025, up 46% quarter-over-quarter.
  • 21 funds opened new Principal Exchange-Traded Funds Principal US Small-Cap ETF positions in Q4 2025 and 5 closed out, a net change of +16 holders.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF buyer in Q4 2025 was Principal Financial Group, an estimated $336M added.
  • The largest Principal Exchange-Traded Funds Principal US Small-Cap ETF seller in Q4 2025 was Morgan Stanley, an estimated $10.8M sold.

Based on aggregated 13F filings for Q4 2025.