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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

92 hedge funds and large institutions have $732M invested in Principal Spectrum Preferred Securities Active ETF in 2024 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 47 increasing their positions, 24 reducing their positions, and 10 closing their positions.

Holders
92
Holders Change
–
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
12
Increased
47
Reduced
24
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$150M
2
Morgan Stanley
2
Morgan Stanley
New York
$99.4M
3
BEI
3
Benjamin Edwards Inc
Missouri
$14M
4
LPL Financial
4
LPL Financial
California
$31.2M
5
UBS Group
5
UBS Group
Switzerland
$123M

Top Sellers

1
PCA
1
Pallas Capital Advisors
Massachusetts
$6.42M
2
CWG
2
Cornerstone Wealth Group
North Carolina
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$4.82M
4
PS
4
Principal Securities
Iowa
$4.12M
5
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$21.5M
Name Market Value Shares Shares
Change 		Shares
Change %
FCI
76
Financial Counselors Inc
Kansas
$223K 11,851 +11,851 New
BAM
77
Belpointe Asset Management
Nevada
$203K 10,778 -293 -3%
WP
78
WealthShield Partners
North Carolina
$193K 10,262 +16 +0.2%
Carson Wealth (CWM LLC)
79
Carson Wealth (CWM LLC)
Nebraska
$191K 10,169 +397 +4%
FCP
80
Fidelis Capital Partners
Florida
$187K 10,000 – –
PWA
81
Provenance Wealth Advisors
Florida
$184K 9,797 +9,797 New
PTC
82
Private Trust Company
Ohio
$141K 7,508 – –
HIA
83
Harbor Investment Advisory
Maryland
$94.1K 5,000 – –
PB
84
Pinnacle Bancorp
Nebraska
$77.5K 4,120 +1,305 +46%
CIBC Private Wealth Group
85
CIBC Private Wealth Group
Georgia
$50.1K 2,666 +1,166 +78%
HNB
86
Huntington National Bank
Ohio
– – – –
US Bancorp
87
US Bancorp
Minnesota
$30.1K 1,600 +1,600 New
IA
88
IFP Advisors
Florida
$29.9K 1,589 +1,589 New
Northwestern Mutual Wealth Management
89
Northwestern Mutual Wealth Management
Wisconsin
$18.8K 1,000 – –
GWM
90
Geneos Wealth Management
Colorado
$14.9K 794 +794 New
MHR
91
Matthew Hamilton Rosenberg
$9.31K 495 +495 New
BNP Paribas Financial Markets
92
BNP Paribas Financial Markets
France
$3.41K 181 +170 +1,545%
Fidelity Investments
93
Fidelity Investments
Massachusetts
$38 2 +1 +100%
CWG
94
Cornerstone Wealth Group
North Carolina
– – -702,701 Closed
P
95
Pitcairn
Pennsylvania
– – -32,386 Closed
RIA
96
Realta Investment Advisors
Delaware
– – -11,633 Closed
NA
97
Nottingham Advisors
New York
– – -10,370 Closed
Goldman Sachs
98
Goldman Sachs
New York
– – -10,137 Closed
CB
99
Community Bank
New York
– – -8,000 Closed
TWP
100
Triad Wealth Partners
Kansas
– – -4,778 Closed
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4
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