Provenance Wealth Advisors’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Provenance Wealth Advisors’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-8,205	Closed	-$157K	–	441
2025 Q3	$157K	Hold	8,205	–	–	0.02%	135
2025 Q2	$156K	Sell	8,205 -1,592	-16%	-$29.6K	0.02%	134
2025 Q1	$183K	Hold	9,797	–	–	0.03%	138
2024 Q4	$182K	Hold	9,797	–	–	0.02%	153
2024 Q3	$184K	Buy	+9,797	New	+$181K	0.02%	156

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Permanens Capital New York $972M AUM 27.73% 1-Year Est. Return

Provenance Wealth Advisors's PREF Position: Q4 2025 in Review

Provenance Wealth Advisors sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q4 2025, closing a stake of 8,205 shares — an estimated $157K sold.

Provenance Wealth Advisors first reported a position in PREF in Q3 2024 and held it in 5 quarters. The position peaked at $184K in Q3 2024. 133 funds tracked by Wall St. Rank hold PREF as of Q4 2025.

Provenance Wealth Advisors reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q4 2025 after selling out during the quarter.
Provenance Wealth Advisors sold 8,205 Principal Spectrum Preferred Securities Active ETF shares in Q4 2025, an estimated $157K.
Provenance Wealth Advisors first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2024 and held it in 5 quarters.
Provenance Wealth Advisors's Principal Spectrum Preferred Securities Active ETF position peaked at $184K in Q3 2024.
133 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q4 2025.

Based on Provenance Wealth Advisors's 13F filing for Q4 2025, filed 26 Jan 2026.