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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

88 hedge funds and large institutions have $690M invested in Principal Spectrum Preferred Securities Active ETF in 2023 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 41 increasing their positions, 19 reducing their positions, and 4 closing their positions.

Holders
88
Holders Change
+16
Holders Change %
+22.22%
% of All Funds
1.29%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.07%
New
20
Increased
41
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$126M
2
BFG
2
Berger Financial Group
Minnesota
$24.3M
3
UBS Group
3
UBS Group
Switzerland
$120M
4
Wells Fargo
4
Wells Fargo
California
$78.2M
5
CWG
5
Cornerstone Wealth Group
North Carolina
$11.8M

Top Sellers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$388K
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$6.36M
3
Jane Street
3
Jane Street
New York
$0
4
RL
4
Rogco LP
Oklahoma
$5.01M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$7.93M
Name Market Value Shares Shares
Change 		Shares
Change %
FFP
51
FourThought Financial Partners
Florida
$733K 41,886 +353 +0.8%
RJT
52
Raymond James Trust
Florida
$695K 39,666 +39,666 New
PFP
53
Pinnacle Financial Partners
Tennessee
$679K 38,752 +3,437 +10%
Osaic Holdings
54
Osaic Holdings
Arizona
$614K 35,062 -9,640 -22%
GRP
55
Global Retirement Partners
California
$568K 32,197 +1,328 +4%
P
56
Pitcairn
Pennsylvania
$567K 32,386 – –
Comerica Bank
57
Comerica Bank
Texas
$561K 32,042 +3,851 +14%
BAM
58
Belpointe Asset Management
Nevada
$530K 30,256 +30,256 New
LWM
59
Laidlaw Wealth Management
New York
$525K 29,964 +238 +0.8%
TVM
60
True Vision MN
Minnesota
$481K 27,377 +27,377 New
ARC
61
Advisor Resource Council
Texas
$459K 26,228 +26,228 New
MFC
62
Mechanics Financial Corp
Ohio
$426K 24,340 +1,100 +5%
Bank of New York Mellon
63
Bank of New York Mellon
New York
$388K 22,146 -558,815 -96%
FA
64
Flagstar Advisors
New York
$380K 21,612 +21,612 New
KAS
65
Kestra Advisory Services
Texas
$376K 21,485 +134 +0.6%
SA
66
Sunesis Advisors
Kansas
$368K 21,043 – –
Cambridge Investment Research Advisors
67
Cambridge Investment Research Advisors
Iowa
$365K 20,824 +3,680 +21%
RIA
68
Realta Investment Advisors
Delaware
$365K 20,823 -13,573 -39%
SPIA
69
Steward Partners Investment Advisory
New York
$363K 20,752 +20,652 +20,652%
XF
70
XML Financial
Maryland
$344K 19,639 +243 +1%
JCM
71
Jacobi Capital Management
Pennsylvania
$326K 18,625 -758 -4%
SAM
72
Smartleaf Asset Management
Massachusetts
$325K 18,557 +18,557 New
CIAS
73
Capital Investment Advisory Services
North Carolina
$313K 17,888 -2,195 -11%
FFB
74
First Financial Bankshares
Texas
$281K 16,060 +16,060 New
GA
75
Greytown Advisors
Florida
$264K 15,022 +804 +6%
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