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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

65 hedge funds and large institutions have $205M invested in Principal Spectrum Preferred Securities Active ETF in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 29 increasing their positions, 23 reducing their positions, and 7 closing their positions.

Holders
65
Holders Change
-4
Holders Change %
-5.8%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
29
Reduced
23
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$38.8M
2
Wells Fargo
2
Wells Fargo
California
$16.4M
3
UBS Group
3
UBS Group
Switzerland
$13.6M
4
Morgan Stanley
4
Morgan Stanley
New York
$29.4M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$2.45M

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
Citadel Advisors
3
Citadel Advisors
Florida
$874K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.63M
5
Truist Financial
5
Truist Financial
North Carolina
$3.69M
Name Market Value Shares Shares
Change 		Shares
Change %
WC
51
Whitney & Co
New York
$245K 14,600 +3,000 +26%
Principal Financial Group
52
Principal Financial Group
Iowa
$204K 12,193 – –
First Manhattan
53
First Manhattan
New York
$201K 12,000 – –
GWM
54
Greenwich Wealth Management
Connecticut
$170K 10,155 -1,008 -9%
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$159K 9,461 +35 +0.4%
Rockefeller Capital Management
56
Rockefeller Capital Management
New York
$102K 6,120 +21 +0.3%
PTC
57
Private Trust Company
Ohio
$55K 3,296 – –
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$54K 3,216 – –
M
59
MOTCO
Texas
$42K 2,492 +2,492 New
MPWT
60
MassMutual Private Wealth & Trust
Connecticut
$36K 2,139 +1,399 +189%
IWP
61
IAG Wealth Partners
Wisconsin
$21K 1,239 – –
GRP
62
Global Retirement Partners
California
$15K 893 +14 +2%
IA
63
IFP Advisors
Florida
$1K 15 – –
FHA
64
First Horizon Advisors
Tennessee
$1K 63 – –
FGAM
65
Financial Gravity Asset Management
Texas
$467 34 – –
Jane Street
66
Jane Street
New York
– – -1,630,569 Closed
Susquehanna International Group
67
Susquehanna International Group
Pennsylvania
– – -149,920 Closed
ARC
68
Advisor Resource Council
Texas
– – -13,488 Closed
CAPTRUST Financial Advisors
69
CAPTRUST Financial Advisors
North Carolina
– – -4,854 Closed
SWM
70
SeaCrest Wealth Management
New York
– – -1,035 Closed
JPMorgan Chase & Co
71
JPMorgan Chase & Co
New York
– – -715 Closed
CA
72
CoreCap Advisors
Michigan
– – -525 Closed
CFGS
73
Concourse Financial Group Securities
Alabama
– – – –
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