SeaCrest Wealth Management’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-1,035	Closed	-$18K	–	1275
2022 Q2	$18K	Buy	+1,035	New	+$18K	﹤0.01%	1524