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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

64 hedge funds and large institutions have $274M invested in Principal Spectrum Preferred Securities Active ETF in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 39 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
64
Holders Change
–
Holders Change %
0%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
39
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$29.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$37.9M
3
UBS Group
3
UBS Group
Switzerland
$13.2M
4
Bank of America
4
Bank of America
North Carolina
$46.9M
5
MIAN
5
Mariner Independent Advisor Network
Kansas
$2.33M

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
JWCA
2
J.W. Cole Advisors
Florida
$0
3
MIA
3
MainStreet Investment Advisors
Illinois
$2.34M
4
CWG
4
Cornerstone Wealth Group
North Carolina
$21.7M
5
USAA
5
United Services Automobile Association
Texas
$2.34M
Name Market Value Shares Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$1.96M 94,257 -1,447 -2%
NA
27
NewEdge Advisors
Louisiana
$1.61M 77,655 -11,299 -13%
DP
28
Dearborn Partners
Illinois
$1.51M 72,793 +55 +0.1%
ARG
29
Advisory Resource Group
Oklahoma
$1.47M 70,983 +4,232 +6%
CIBC Private Wealth Group
30
CIBC Private Wealth Group
Georgia
$1.47M 70,733 +12,025 +20%
RIA
31
Realta Investment Advisors
Delaware
$1.32M 63,700 +32,690 +105%
PAG
32
Private Advisor Group
New Jersey
$1.29M 62,205 +2,712 +5%
WJA
33
Willis Johnson & Associates
Texas
$1.26M 60,671 -4,843 -7%
BEI
34
Benjamin Edwards Inc
Missouri
$1.25M 60,125 +718 +1%
APA
35
American Portfolios Advisors
New York
$1.22M 58,746 +609 +1%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$1.08M 51,905 +844 +2%
PFP
37
Pinnacle Financial Partners
Tennessee
$964K 46,491 +8,637 +23%
AWM
38
Activest Wealth Management
Florida
$955K 46,034 +24,041 +109%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$886K 42,718 -1,229 -3%
Citadel Advisors
40
Citadel Advisors
Florida
$696K 33,543 +6,949 +26%
IA
41
IFP Advisors
Florida
$569K 27,342 +4,989 +22%
XF
42
XML Financial
Maryland
$567K 27,320 -189 -0.7%
CIAS
43
Capital Investment Advisory Services
North Carolina
$465K 22,407 +11,041 +97%
EH
44
Equitable Holdings
New York
$463K 22,320 – –
SPIA
45
Steward Partners Investment Advisory
New York
$411K 19,826 +17,368 +707%
DC
46
Davenport & Co
Virginia
$375K 18,087 +1,638 +10%
KAS
47
Kestra Advisory Services
Texas
$347K 16,746 +2,377 +17%
MAFM
48
Mid Atlantic Financial Management
Pennsylvania
$309K 14,890 +1,707 +13%
OPS
49
Orion Portfolio Solutions
Nebraska
$298K 14,389 -1,262 -8%
BAM
50
Belpointe Asset Management
Nevada
$251K 12,098 +12,098 New
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