We are live on ! Find out more
PFX icon

PhenixFIN
PFX

21 hedge funds and large institutions have $9.77M invested in PhenixFIN in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

18.79% more ownership

Funds ownership: 1.36% → 20.15% (+19%)

25% less capital invested

Capital invested by funds: $13.1M → $9.77M (-$3.28M)

50% less funds holding

Funds holding: 42 → 21 (-21)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

81% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 26

Holders
21
Holders Change
-21
Holders Change %
-50%
% of All Funds
0.42%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
5
Increased
4
Reduced
9
Closed
26
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GIM
Greenwich Investment Management
Connecticut
+$183K
2
Legal & General Group
Legal & General Group
United Kingdom
+$89.5K
3
BCV
Banque Cantonale Vaudoise
Switzerland
+$38.5K
4
UBS Group
UBS Group
Switzerland
+$8.32K
5
FM
Fondren Management
Texas
+$2.91K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$1.45M
2
FIG
Fortress Investment Group
New York
-$1.06M
3
RAM
Roumell Asset Management
Maryland
-$784K
4
WFI
West Family Investments
California
-$524K
5
VEA
Virtus ETF Advisers
New York
-$291K
Name Holding Trade Value Shares
Change 		Change in
Stake
AC
26
Almitas Capital
California
– -$110K -7,186 Closed
AAM
27
Advisors Asset Management
Colorado
– -$105K -6,892 Closed
PA
28
PFG Advisors
Arizona
– -$75K -5,431 Closed
California Public Employees Retirement System
29
California Public Employees Retirement System
California
– -$79K -5,145 Closed
TJHA
30
Thomas J. Herzfeld Advisors
Florida
– -$1.45M -5,119 Closed
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
– -$48K -3,110 Closed
LPL Financial
32
LPL Financial
California
– -$35K -2,313 Closed
CHAM
33
Clear Harbor Asset Management
Connecticut
– -$35K -2,276 Closed
SI
34
Stephens Inc
Arkansas
– -$21K -1,355 Closed
William Blair & Company
35
William Blair & Company
Illinois
– -$18K -1,166 Closed
SPC
36
Sigma Planning Corp
Michigan
– -$14K -925 Closed
NL
37
NWAM LLC
Washington
– -$12K -758 Closed
Two Sigma Advisers
38
Two Sigma Advisers
New York
– -$11K -750 Closed
KM
39
Kalos Management
Georgia
– -$10K -675 Closed
Stifel Financial
40
Stifel Financial
Missouri
– -$10K -667 Closed
Tudor Investment Corp
41
Tudor Investment Corp
Connecticut
– -$10K -651 Closed
RJA
42
Raymond James & Associates
Florida
– -$10K -640 Closed
TNB
43
Thomasville National Bank
Georgia
– -$8K -552 Closed
HNB
44
Huntington National Bank
Ohio
– +$15 +1 New
1
2

PFX Hedge Fund Activity: Q3 2020 in Review

21 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q3 2020, worth a combined $9.77M — down 25% from $13.1M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of PFX and 5 opened new positions — a net loss of 21 holders — while 9 trimmed existing stakes and 4 added.

The largest buyer was Greenwich Investment Management, opening a new position worth an estimated $183K. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $1.45M sold.

  • 21 institutional investors held PhenixFIN (PFX) as of Q3 2020, down from 42 in Q2 2020.
  • Funds reported $9.77M of PhenixFIN stock for Q3 2020, down 25% quarter-over-quarter.
  • 5 funds opened new PhenixFIN positions in Q3 2020 and 26 closed out, a net change of -21 holders.
  • The largest PhenixFIN buyer in Q3 2020 was Greenwich Investment Management, an estimated $183K added.
  • The largest PhenixFIN seller in Q3 2020 was Thomas J. Herzfeld Advisors, an estimated $1.45M sold.

Based on aggregated 13F filings for Q3 2020.