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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CCG
26
Catalina Capital Group
California
$174K
HighTower Advisors
27
HighTower Advisors
Illinois
$145K -$31.1K -3,398 -18%
AC
28
Apella Capital
Connecticut
$133K
Cetera Investment Advisers
29
Cetera Investment Advisers
Illinois
$129K +$129K +14,040 New
Vanguard Capital Wealth Advisors
30
Vanguard Capital Wealth Advisors
Colorado
$129K +$128K +14,000 New
SFI
31
SPC Financial Inc
Maryland
$124K
JCM
32
Jag Capital Management
Missouri
$117K
Citadel Advisors
33
Citadel Advisors
Florida
$109K +$10.6K +1,158 +11%
MFWP
34
Mosaic Family Wealth Partners
Missouri
$109K
BFF
35
Byrne Financial Freedom
Massachusetts
$94K
RCA
36
Resonant Capital Advisors
Wisconsin
$92.2K
UBS Group
37
UBS Group
Switzerland
$86.9K +$19.2K +2,093 +29%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$78.2K
SAM
39
S.A. Mason
Michigan
$32.3K
RF
40
Rossby Financial
Florida
$27.5K +$28.7K +3,129 New
TJHA
41
Thomas J. Herzfeld Advisors
Florida
$26.4K -$339K -37,054 -93%
WBC
42
West Branch Capital
Massachusetts
$20.7K +$257 +28 +1%
GWS
43
Greykasell Wealth Strategies
California
$13.3K +$13.2K +1,439 New
FDCDDQ
44
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12K
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$10K +$916 +100 +11%
CA
46
CoreCap Advisors
Michigan
$9.22K
IAA
47
Independent Advisor Alliance
North Carolina
-$407K -45,150 Closed
Millennium Management
48
Millennium Management
New York
-$113K -12,552 Closed
Bessemer Group
49
Bessemer Group
New Jersey
-$4K -443 Closed