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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MFWP
26
Mosaic Family Wealth Partners
Missouri
$102K +$105K +11,824 New
Stifel Financial
27
Stifel Financial
Missouri
$92.5K
QWM
28
Quaker Wealth Management
New Jersey
$88K +$1.72K +194 +2%
MSCM
29
McElhenny Sheffield Capital Management
Texas
$80.6K +$83K +9,375 New
SAM
30
S.A. Mason
Michigan
$60.2K
BAM
31
Belpointe Asset Management
Nevada
$55.9K +$57.5K +6,500 New
Fifth Third Bancorp
32
Fifth Third Bancorp
Ohio
$46.4K -$27.4K -3,100 -36%
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$20.6K +$398 +45 +2%
FDCDDQ
34
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11.2K
WBC
35
West Branch Capital
Massachusetts
$8.76K +$106 +12 +1%
CA
36
CoreCap Advisors
Michigan
$8.6K +$8.85K +1,000 New
MCC
37
Money Concepts Capital
Florida
$8.6K +$8.85K +1,000 New
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$8K -$28.7K -3,245 -78%
AF
39
Allworth Financial
California
$7.61K
BFEC
40
Benjamin F. Edwards & Company
Missouri
$6K
US Bancorp
41
US Bancorp
Minnesota
$3.27K
PAG
42
Private Advisor Group
New Jersey
$1.24K +$45.1K +5,090 +4%
Fidelity Investments
43
Fidelity Investments
Massachusetts
$9 +$9 +1 New
Truist Financial
44
Truist Financial
North Carolina
-$426K -49,766 Closed
FMN
45
Financial Management Network
California
-$149K -16,634 Closed
PCM
46
Poehling Capital Management
Wisconsin
-$86K -10,000 Closed
BC
47
Burleson & Co
California
-$11K -1,250 Closed
HI
48
Harbour Investments
Wisconsin
-$8K -800 Closed