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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AF
26
Advisornet Financial
Minnesota
$139K
Stifel Financial
27
Stifel Financial
Missouri
$137K +$136K +10,760 New
PCM
28
Poehling Capital Management
Wisconsin
$128K
SAM
29
S.A. Mason
Michigan
$89K
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$73K +$886 +70 +1%
APA
31
American Portfolios Advisors
New York
$49K +$557 +44 +1%
FFWM
32
Future Financial Wealth Management
Ohio
$40K +$39.6K +3,131 New
SCA
33
Snowden Capital Advisors
New York
$29K +$28.8K +2,275 New
FDCDDQ
34
Federation des caisses Desjardins du Quebec
Quebec, Canada
$16.6K
WBC
35
West Branch Capital
Massachusetts
$13K
CA
36
CoreCap Advisors
Michigan
$13K +$12.7K +1,000 New
HI
37
Harbour Investments
Wisconsin
$10K -$6.96K -550 -41%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$8K
US Bancorp
39
US Bancorp
Minnesota
$5K -$1.85K -146 -28%
GWM
40
Geneos Wealth Management
Colorado
$5K
NFG
41
Next Financial Group
Texas
$4K
WAM
42
Wolverine Asset Management
Illinois
-$187K -14,643 Closed
OA
43
Oxbow Advisors
Texas
-$137K -10,685 Closed
Bessemer Group
44
Bessemer Group
New Jersey
-$115K -9,000 Closed
FCM
45
Firestone Capital Management
Florida
-$13K -1,000 Closed
CI
46
CX Institutional
Indiana
-$7K -560 Closed