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PennantPark Floating Rate Capital
PFLT

50 hedge funds and large institutions have $44.5M invested in PennantPark Floating Rate Capital in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

4% more funds holding

Funds holding: 48 → 50 (+2)

1% more capital invested

Capital invested by funds: $44.2M → $44.5M (+$275K)

Holders
50
Holders Change
+2
Holders Change %
+4.17%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
17
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$4.3M
2
DCM
Dialectic Capital Management
Connecticut
+$691K
3
UBS Group
UBS Group
Switzerland
+$465K
4
Two Sigma Investments
Two Sigma Investments
New York
+$462K
5
Morgan Stanley
Morgan Stanley
New York
+$426K

Top Sellers

1
NIMC
NWQ Investment Management Company
California
-$5.78M
2
AW
ACG Wealth
Georgia
-$744K
3
CG
Caprock Group
Idaho
-$618K
4
Millennium Management
Millennium Management
New York
-$557K
5
Stifel Financial
Stifel Financial
Missouri
-$512K
Name Holding Trade Value Shares
Change 		Change in
Stake
BP
26
BBR Partners
New York
$368K – – –
Two Sigma Advisers
27
Two Sigma Advisers
New York
$283K +$279K +20,177 New
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$278K +$274K +19,843 New
JP Morgan Chase
29
JP Morgan Chase
New York
$246K -$27.7K -2,000 -10%
AIG
30
American International Group
New York
$240K +$12K +871 +5%
NCCM
31
Nine Chapters Capital Management
New Jersey
$217K +$214K +15,500 New
Goldman Sachs
32
Goldman Sachs
New York
$213K -$429K -31,046 -67%
D.E. Shaw & Co
33
D.E. Shaw & Co
New York
$167K +$165K +11,923 New
DTL
34
Dynamic Technology Lab
Singapore
$163K +$161K +11,645 New
RCM
35
Rotella Capital Management
Washington
$141K +$139K +10,078 New
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$131K -$67.8K -4,904 -34%
JC
37
JBF Capital
Colorado
$88K -$20.7K -1,500 -19%
MSE
38
MUFG Securities EMEA
United Kingdom
$78K – – –
MUSU
39
Mitsubishi UFJ Securities (USA)
New York
$78K +$76.9K +5,559 New
WRM
40
Westport Resources Management
Connecticut
$49K +$207 +15 +0.4%
EWM
41
Edge Wealth Management
New York
$28K – – –
IWMPD
42
Integrated Wealth Management (Palm Desert)
California
$28K +$27.7K +2,000 New
Wells Fargo
43
Wells Fargo
California
$24K -$83.2K -6,016 -78%
US Bancorp
44
US Bancorp
Minnesota
$23K – – –
PI
45
PineBridge Investments
New York
$17K +$249 +18 +2%
Citigroup
46
Citigroup
New York
$14K +$2.25K +163 +19%
FWM
47
Focused Wealth Management
New York
$11K – – –
TRCT
48
Tower Research Capital (TRC)
New York
$10K -$9.22K -667 -48%
GT
49
Glenmede Trust
Pennsylvania
$6K – – –
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$37 – – –
1
2
3

PFLT Hedge Fund Activity: Q1 2015 in Review

50 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2015, worth a combined $44.5M — up 0.62% from $44.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PFLT positions and 8 closed out — a net gain of 2 holders — while 17 added to existing stakes and 11 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $4.3M. The largest seller was NWQ Investment Management Company, exiting entirely with an estimated $5.78M sold.

  • 50 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2015, up from 48 in Q4 2014.
  • Funds reported $44.5M of PennantPark Floating Rate Capital stock for Q1 2015, up 0.62% quarter-over-quarter.
  • 10 funds opened new PennantPark Floating Rate Capital positions in Q1 2015 and 8 closed out, a net change of +2 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2015 was Advisors Asset Management, an estimated $4.3M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2015 was NWQ Investment Management Company, an estimated $5.78M sold.

Based on aggregated 13F filings for Q1 2015.