PineBridge Investments’s PennantPark Floating Rate Capital PFLT Stock Holding History

PineBridge Investments’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-3,217	Closed	-$38K	–	1159
2016 Q1	$38K	Buy	3,217 +78	+2%	+$868	﹤0.01%	967
2015 Q4	$35K	Buy	3,139 +71	+2%	+$831	﹤0.01%	1005
2015 Q3	$37K	Buy	3,068 +1,830	+148%	+$23.8K	﹤0.01%	992
2015 Q2	$17K	Buy	1,238 +24	+2%	+$339	﹤0.01%	1068
2015 Q1	$17K	Buy	1,214 +18	+2%	+$249	﹤0.01%	1060
2014 Q4	$16K	Buy	+1,196	New	+$16.6K	﹤0.01%	1065

Other funds holding PFLT

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

FCH

Freestone Capital Holdings Seattle, Washington $3.3B AUM 21.14% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

PineBridge Investments's PFLT Position: Q2 2016 in Review

PineBridge Investments sold out of PennantPark Floating Rate Capital (PFLT) in Q2 2016, closing a stake of 3,217 shares — an estimated $38K sold.

PineBridge Investments first reported a position in PFLT in Q4 2014 and held it in 6 quarters. The position peaked at $38K in Q1 2016. 70 funds tracked by Wall St. Rank hold PFLT as of Q2 2016.

PineBridge Investments reported no remaining PennantPark Floating Rate Capital position as of Q2 2016 after selling out during the quarter.
PineBridge Investments sold 3,217 PennantPark Floating Rate Capital shares in Q2 2016, an estimated $38K.
PineBridge Investments first reported a position in PennantPark Floating Rate Capital in Q4 2014 and held it in 6 quarters.
PineBridge Investments's PennantPark Floating Rate Capital position peaked at $38K in Q1 2016.
70 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2016.

Based on PineBridge Investments's 13F filing for Q2 2016, filed 10 Aug 2016.