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Integrated Wealth Management (Palm Desert)’s PennantPark Floating Rate Capital PFLT Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-2,000
Closed -$28K – 1364
2015
Q2 		$28K Hold
2,000
– – 0.01% 515
2015
Q1 		$28K Buy
+2,000
New +$27.7K 0.01% 495

Other funds holding PFLT

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
UBS AM
UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
CAS
Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s PFLT Position: Q3 2015 in Review

Integrated Wealth Management (Palm Desert) sold out of PennantPark Floating Rate Capital (PFLT) in Q3 2015, closing a stake of 2,000 shares — an estimated $28K sold.

Integrated Wealth Management (Palm Desert) first reported a position in PFLT in Q1 2015 and held it in 2 quarters. The position peaked at $28K in Q2 2015. 69 funds tracked by Wall St. Rank hold PFLT as of Q3 2015.

  • Integrated Wealth Management (Palm Desert) reported no remaining PennantPark Floating Rate Capital position as of Q3 2015 after selling out during the quarter.
  • Integrated Wealth Management (Palm Desert) sold 2,000 PennantPark Floating Rate Capital shares in Q3 2015, an estimated $28K.
  • Integrated Wealth Management (Palm Desert) first reported a position in PennantPark Floating Rate Capital in Q1 2015 and held it in 2 quarters.
  • Integrated Wealth Management (Palm Desert)'s PennantPark Floating Rate Capital position peaked at $28K in Q2 2015.
  • 69 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2015.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q3 2015, filed 13 Oct 2015.