Nine Chapters Capital Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q3	$641K	Buy	+44,300	New	+$641K	1.41%	15
2015 Q4	–	Sell	-34,300	Closed	-$410K	–	407
2015 Q3	$410K	Buy	+34,300	New	+$410K	0.04%	627
2015 Q2	–	Sell	-15,500	Closed	-$217K	–	1106
2015 Q1	$217K	Buy	+15,500	New	+$217K	0.02%	810