Nine Chapters Capital Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Nine Chapters Capital Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	$641K	Buy	+44,300	New	+$631K	1.41%	15
2015 Q4	–	Sell	-34,300	Closed	-$410K	–	407
2015 Q3	$410K	Buy	+34,300	New	+$447K	0.04%	627
2015 Q2	–	Sell	-15,500	Closed	-$217K	–	1106
2015 Q1	$217K	Buy	+15,500	New	+$214K	0.02%	810

Other funds holding PFLT

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Nine Chapters Capital Management's PFLT Position: Q3 2017 in Review

Nine Chapters Capital Management opened a new position in PennantPark Floating Rate Capital (PFLT) in Q3 2017: 44,300 shares worth $641K. The stake represents 1.41% of the portfolio and ranks #15 among its holdings. This is a return to the name: Nine Chapters Capital Management previously reported a position in PFLT as recently as Q3 2015.

Nine Chapters Capital Management first reported a position in PFLT in Q1 2015 and has held it in 3 quarters since. 79 funds tracked by Wall St. Rank hold PFLT as of Q3 2017.

Nine Chapters Capital Management held 44,300 shares of PennantPark Floating Rate Capital worth $641K as of Q3 2017.
PennantPark Floating Rate Capital was a new Nine Chapters Capital Management position in Q3 2017.
PennantPark Floating Rate Capital made up 1.41% of Nine Chapters Capital Management's portfolio in Q3 2017, its #15 holding.
Nine Chapters Capital Management first reported a position in PennantPark Floating Rate Capital in Q1 2015 and has held it in 3 quarters since.
79 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2017.

Based on Nine Chapters Capital Management's 13F filing for Q3 2017, filed 31 Oct 2017.