MUFG Securities EMEA’s PennantPark Floating Rate Capital PFLT Stock Holding History

MUFG Securities EMEA’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-5,559	Closed	-$78K	–	128
2015 Q1	$78K	Hold	5,559	–	–	0.02%	83
2014 Q4	$76K	Hold	5,559	–	–	0.02%	86
2014 Q3	$77K	Hold	5,559	–	–	0.01%	97
2014 Q2	$79.4K	Buy	+5,559	New	+$77K	0.01%	104

Other funds holding PFLT

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

JIC

JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return

TFCM

Taylor Frigon Capital Management Scottsdale, Arizona $176M AUM 24.25% 1-Year Est. Return

MUFG Securities EMEA's PFLT Position: Q2 2015 in Review

MUFG Securities EMEA sold out of PennantPark Floating Rate Capital (PFLT) in Q2 2015, closing a stake of 5,559 shares — an estimated $78K sold.

MUFG Securities EMEA first reported a position in PFLT in Q2 2014 and held it in 4 quarters. The position peaked at $79.4K in Q2 2014. 43 funds tracked by Wall St. Rank hold PFLT as of Q2 2015.

MUFG Securities EMEA reported no remaining PennantPark Floating Rate Capital position as of Q2 2015 after selling out during the quarter.
MUFG Securities EMEA sold 5,559 PennantPark Floating Rate Capital shares in Q2 2015, an estimated $78K.
MUFG Securities EMEA first reported a position in PennantPark Floating Rate Capital in Q2 2014 and held it in 4 quarters.
MUFG Securities EMEA's PennantPark Floating Rate Capital position peaked at $79.4K in Q2 2014.
43 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q2 2015.

Based on MUFG Securities EMEA's 13F filing for Q2 2015, filed 12 Aug 2015.