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Nuveen ESG Small-Cap ETF

206 hedge funds and large institutions have $633M invested in Nuveen ESG Small-Cap ETF in 2022 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

429% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more funds holding

Funds holding: 181206 (+25)

9% more capital invested

Capital invested by funds: $583M → $633M (+$50.8M)

1.42% more ownership

Funds ownership: 69.48%70.89% (+1.4%)

Holders
206
Holders Change
+25
Holders Change %
+13.81%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
37
Increased
85
Reduced
63
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
176
Steward Partners Investment Advisory
New York
$32K +$174 +5 +0.5%
TF
177
TimeScale Financial
Massachusetts
$30.6K +$35 +1 +0.1%
FHA
178
First Horizon Advisors
Tennessee
$29.1K -$111K -3,176 -79%
MWM
179
Mascoma Wealth Management
New Hampshire
$26.3K -$8.72K -250 -25%
CWP
180
Concord Wealth Partners
Virginia
$23.8K +$24.3K +697 New
BWM
181
Baystate Wealth Management
Massachusetts
$23K +$279 +8 +1%
SBL
182
Sargent Bickham Lagudis
Colorado
$19K -$6.67K -191 -26%
LS
183
Leelyn Smith
Illinois
$18.8K
DWMG
184
DB Wealth Management Group
California
$17.2K
CFD
185
Creative Financial Designs
Indiana
$16K
AIC
186
Archer Investment Corporation
Indiana
$15.4K
BAM
187
Belpointe Asset Management
Nevada
$14.6K +$14.9K +428 New
CAS
188
Coppell Advisory Solutions
Texas
$12.8K +$13.1K +374 New
CASC
189
Coppell Advisory Solutions Corp
Texas
$12.8K +$13.1K +374 New
CA
190
Crewe Advisors
Utah
$11.6K
CA
191
CoreCap Advisors
Michigan
$11.4K +$11.7K +334 New
DIP
192
DT Investment Partners
Pennsylvania
$9.06K +$1.08K +31 +13%
BlackRock
193
BlackRock
New York
$8.82K -$2.41K -69 -21%
CHA
194
Carmichael Hill & Associates
Maryland
$7.11K -$3.84K -110 -35%
Citigroup
195
Citigroup
New York
$5.54K +$174 +5 +3%
GRP
196
Global Retirement Partners
California
$3.83K
TIM
197
Tortoise Investment Management
New York
$3.49K
IGWM
198
ICA Group Wealth Management
Colorado
$2.97K +$3.04K +87 New
EWA
199
EverSource Wealth Advisors
Alabama
$2.94K -$9.91K -284 -77%
BWA
200
Boulder Wealth Advisors
Colorado
$2K +$2.37K +68 New

NUSC Hedge Fund Activity: Q4 2022 in Review

206 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2022, worth a combined $633M — up 8.7% from $583M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 7 closed out — a net gain of 30 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.8M. The largest seller was Bank of America, cutting an estimated $20.9M.

  • 206 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2022, up from 181 in Q3 2022.
  • Funds reported $633M of Nuveen ESG Small-Cap ETF stock for Q4 2022, up 8.7% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2022 and 7 closed out, a net change of +30 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2022 was Ameriprise, an estimated $3.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2022 was Bank of America, an estimated $20.9M sold.

Based on aggregated 13F filings for Q4 2022.