We are live on ! Find out more
NUSC icon

Nuveen ESG Small-Cap ETF
NUSC

156 hedge funds and large institutions have $682M invested in Nuveen ESG Small-Cap ETF in 2021 Q2 according to their latest regulatory filings, with 23 funds opening new positions, 91 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

360% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 5

333% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 21

21% more capital invested

Capital invested by funds: $565M → $682M (+$117M)

12% more funds holding

Funds holding: 139 → 156 (+17)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1.73% less ownership

Funds ownership: 71.59% → 69.86% (-1.7%)

Holders
156
Holders Change
+17
Holders Change %
+12.23%
% of All Funds
2.72%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
23
Increased
91
Reduced
21
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$39.1M
2
TF
TIAA FSB
Florida
+$8.57M
3
CIA
Compass Ion Advisors
Pennsylvania
+$6.47M
4
EB
Eastern Bank
Massachusetts
+$5.04M
5
Morgan Stanley
Morgan Stanley
New York
+$4.99M

Top Sellers

Rank Fund Capital Flow
1
Creative Planning
Creative Planning
Kansas
-$1.19M
2
FFWM
Future Financial Wealth Management
Ohio
-$847K
3
RCS
Retirement Capital Strategies
California
-$821K
4
KWM
Kingsview Wealth Management
Oregon
-$721K
5
SFS
Sowell Financial Services
Arkansas
-$570K
Name Holding Trade Value Shares
Change 		Change in
Stake
CWP
151
Concord Wealth Partners
Virginia
$5K – – –
TIM
152
Tortoise Investment Management
New York
$5K – – –
BWL
153
Bogart Wealth LLC
Virginia
$2K +$667 +15 +42%
WBC
154
West Branch Capital
Massachusetts
$1K +$978 +22 New
FIG
155
FundX Investment Group
California
$757 +$401K +9,012 +50%
LGWM
156
Litman Gregory Wealth Management
California
$248 -$233K -5,243 -95%
KWM
157
Kingsview Wealth Management
Oregon
– -$721K -16,516 Closed
SFS
158
Sowell Financial Services
Arkansas
– -$570K -12,814 Closed
CAN
159
Cetera Advisor Networks
California
– -$202K -4,700 Closed
MPWT
160
MassMutual Private Wealth & Trust
Connecticut
– -$30K -700 Closed
WP
161
WealthShield Partners
North Carolina
– -$9K -218 Closed
NWM
162
Navigation Wealth Management
Colorado
– +$267 +6 New
3 4 5 6
7

NUSC Hedge Fund Activity: Q2 2021 in Review

156 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2021, worth a combined $682M — up 21% from $565M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new NUSC positions and 5 closed out — a net gain of 18 holders — while 91 added to existing stakes and 21 trimmed.

The largest buyer was Bank of America, adding an estimated $39.1M. The largest seller was Creative Planning, cutting an estimated $1.19M.

  • 156 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2021, up from 139 in Q1 2021.
  • Funds reported $682M of Nuveen ESG Small-Cap ETF stock for Q2 2021, up 21% quarter-over-quarter.
  • 23 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2021 and 5 closed out, a net change of +18 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2021 was Bank of America, an estimated $39.1M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2021 was Creative Planning, an estimated $1.19M sold.

Based on aggregated 13F filings for Q2 2021.