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Nuveen ESG Small-Cap ETF

206 hedge funds and large institutions have $633M invested in Nuveen ESG Small-Cap ETF in 2022 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

429% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more funds holding

Funds holding: 181206 (+25)

9% more capital invested

Capital invested by funds: $583M → $633M (+$50.8M)

1.42% more ownership

Funds ownership: 69.48%70.89% (+1.4%)

Holders
206
Holders Change
+25
Holders Change %
+13.81%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
37
Increased
85
Reduced
63
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MFA
126
McClarren Financial Advisors
Pennsylvania
$357K +$3.46K +99 +1%
Franklin Resources
127
Franklin Resources
California
$357K
SC
128
Savant Capital
Illinois
$324K -$115K -3,287 -26%
QFA
129
Quantum Financial Advisors
California
$320K -$575K -16,479 -64%
DADC
130
D.A. Davidson & Co
Montana
$314K -$5.97K -171 -2%
AGA
131
Arkos Global Advisors
Texas
$312K -$21.5K -615 -6%
GLA
132
Good Life Advisors
Pennsylvania
$309K +$48.7K +1,396 +18%
BBW
133
Blue Barn Wealth
Utah
$305K -$17.6K -504 -5%
AIM
134
Acropolis Investment Management
Missouri
$297K
RCA
135
Resonant Capital Advisors
Wisconsin
$297K
SCM
136
Stordahl Capital Management
Colorado
$291K
ATC
137
Adirondack Trust Company
New York
$291K
CAM
138
Cresset Asset Management
Illinois
$278K +$284K +8,135 New
BDFN
139
Bond & Devick Financial Network
Minnesota
$270K +$21.3K +610 +8%
FUBT
140
First United Bank & Trust
Maryland
$261K -$51.8K -1,485 -16%
TAIM
141
TD Ameritrade Investment Management
Nebraska
$254K -$69.2K -1,984 -21%
FA
142
Flagstar Advisors
New York
$250K +$26.9K +772 +12%
Jane Street
143
Jane Street
New York
$250K +$255K +7,301 New
NFP
144
NorthLanding Financial Partners
New York
$239K +$2.79K +80 +1%
MFS
145
McNamara Financial Services
Massachusetts
$238K +$243K +6,975 New
CWM
146
Collaborative Wealth Management
Florida
$234K -$5.55K -159 -2%
KPWS
147
Kestra Private Wealth Services
Texas
$229K -$367K -10,521 -61%
SWA
148
SOA Wealth Advisors
New York
$229K
AL
149
Aspiriant LLC
California
$222K
RCG
150
Regatta Capital Group
California
$219K +$224K +6,410 New

NUSC Hedge Fund Activity: Q4 2022 in Review

206 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2022, worth a combined $633M — up 8.7% from $583M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 7 closed out — a net gain of 30 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.8M. The largest seller was Bank of America, cutting an estimated $20.9M.

  • 206 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2022, up from 181 in Q3 2022.
  • Funds reported $633M of Nuveen ESG Small-Cap ETF stock for Q4 2022, up 8.7% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2022 and 7 closed out, a net change of +30 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2022 was Ameriprise, an estimated $3.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2022 was Bank of America, an estimated $20.9M sold.

Based on aggregated 13F filings for Q4 2022.