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Nuveen ESG Small-Cap ETF

139 hedge funds and large institutions have $565M invested in Nuveen ESG Small-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 63 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

825% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 4

250% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 18

50% more capital invested

Capital invested by funds: $376M → $565M (+$189M)

28% more funds holding

Funds holding: 109139 (+30)

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

1.58% more ownership

Funds ownership: 70.01%71.59% (+1.6%)

Holders
139
Holders Change
+30
Holders Change %
+27.52%
% of All Funds
2.44%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
37
Increased
63
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
126
Rockefeller Capital Management
New York
$27K +$22.6K +536 +501%
PFGIA
127
Patriot Financial Group Insurance Agency
Massachusetts
$25K +$8.23K +195 +49%
DWMG
128
DB Wealth Management Group
California
$24K
PCG
129
Private Capital Group
Connecticut
$22K
SBL
130
Sargent Bickham Lagudis
Colorado
$22K +$21.2K +503 New
CFD
131
Creative Financial Designs
Indiana
$18K +$16.4K +388 +1,293%
BWM
132
Baystate Wealth Management
Massachusetts
$13K -$20.4K -483 -61%
KFAA
133
Klaas Financial Asset Advisors
Illinois
$12K +$11.5K +272 New
US Bancorp
134
US Bancorp
Minnesota
$10K
WP
135
WealthShield Partners
North Carolina
$9K +$9.2K +218 New
BlackRock
136
BlackRock
New York
$5K
CWP
137
Concord Wealth Partners
Virginia
$5K +$5.07K +120 New
TIM
138
Tortoise Investment Management
New York
$4K
BWL
139
Bogart Wealth LLC
Virginia
$2K +$1.52K +36 New
CCM
140
Covington Capital Management
California
$2K +$1.69K +40 New
Truist Financial
141
Truist Financial
North Carolina
-$682K -17,799 Closed
BWA
142
Burt Wealth Advisors
Maryland
-$10K -270 Closed
GWM
143
Geneos Wealth Management
Colorado
-$8K -208 Closed
HGWM
144
Harvest Group Wealth Management
Massachusetts
-$4K -105 Closed

NUSC Hedge Fund Activity: Q1 2021 in Review

139 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2021, worth a combined $565M — up 50% from $376M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 4 closed out — a net gain of 33 holders — while 63 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $67.2M. The largest seller was Stewardship Advisors, cutting an estimated $2.09M.

  • 139 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2021, up from 109 in Q4 2020.
  • Funds reported $565M of Nuveen ESG Small-Cap ETF stock for Q1 2021, up 50% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2021 and 4 closed out, a net change of +33 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2021 was Bank of America, an estimated $67.2M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2021 was Stewardship Advisors, an estimated $2.09M sold.

Based on aggregated 13F filings for Q1 2021.