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Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

207 hedge funds and large institutions have $708M invested in Nuveen ESG Small-Cap ETF in 2023 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 77 increasing their positions, 60 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
207
Holders Change
-5
Holders Change %
-2.36%
% of All Funds
3.3%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.08%
New
24
Increased
77
Reduced
60
Closed
22
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAS
1
Ameritas Advisory Services
Nebraska
$13.1M
2
Bank of America
2
Bank of America
North Carolina
$199M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$37.4M
4
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$3.65M
5
I
5
IMPACTfolio
Colorado
$11.8M

Top Sellers

1
SFS
1
Sowell Financial Services
Arkansas
$1.19M
2
Ameriprise
2
Ameriprise
Minnesota
$11.4M
3
Goldman Sachs
3
Goldman Sachs
New York
$0
4
Lido Advisors
4
Lido Advisors
California
$604K
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$11.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
MFG
101
Merit Financial Group
Georgia
$528K +$15.8K +454 +3%
EA
102
Evolution Advisers
Virginia
$524K -$8.28K -238 -2%
WLIM
103
White Lighthouse Investment Management
Massachusetts
$519K -$2.79K -80 -0.5%
TWM
104
TriaGen Wealth Management
California
$518K – – –
VF
105
Virtu Financial
New York
$498K +$498K +14,315 New
TWM
106
Tradition Wealth Management
Minnesota
$482K +$7.98K +229 +2%
FFA
107
First Foundation Advisors
California
$460K +$56.1K +1,610 +14%
GEA
108
Glen Eagle Advisors
New Jersey
$456K -$8.71K -250 -2%
CI
109
CX Institutional
Indiana
$453K -$395K -11,358 -47%
CPP
110
Capasso Planning Partners
South Carolina
$451K -$23.7K -680 -5%
DADC
111
D.A. Davidson & Co
Montana
$429K -$25.3K -727 -6%
FTUS
112
Flow Traders U.S.
New York
$427K +$427K +12,249 New
BFPW
113
BOK Financial Private Wealth
Colorado
$410K – – –
VAFP
114
Vahanian & Associates Financial Planning
New York
$407K -$2.19K -63 -0.5%
Baird Financial Group
115
Baird Financial Group
Wisconsin
$402K -$53.1K -1,524 -12%
AAS
116
Avantax Advisory Services
Texas
$401K +$8.22K +236 +2%
BFA
117
Bragg Financial Advisors
North Carolina
$400K +$5.75K +165 +1%
SS
118
Sound Stewardship
Kansas
$395K -$5.12K -147 -1%
SFG
119
Sage Financial Group
Pennsylvania
$388K – – –
QFA
120
Quantum Financial Advisors
California
$384K +$63.1K +1,811 +20%
MA
121
Mutual Advisors
Nebraska
$374K +$9.92K +285 +3%
PAS
122
Park Avenue Securities
New York
$371K +$3.55K +102 +1%
WI
123
WrapManager Inc
California
$365K -$2.37K -68 -0.6%
MFA
124
McClarren Financial Advisors
Pennsylvania
$364K – – –
Franklin Resources
125
Franklin Resources
California
$363K – – –
3 4
5
6 7