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Nuveen ESG Small-Cap ETF
NUSC

162 hedge funds and large institutions have $733M invested in Nuveen ESG Small-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 91 increasing their positions, 24 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

279% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 24

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

7% more capital invested

Capital invested by funds: $682M → $733M (+$51.1M)

4% more funds holding

Funds holding: 156 → 162 (+6)

1% more ownership

Funds ownership: 69.86% → 70.86% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

Holders
162
Holders Change
+6
Holders Change %
+3.85%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
22
Increased
91
Reduced
24
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$28.9M
2
TF
TIAA FSB
Florida
+$5.34M
3
SCA
Snowden Capital Advisors
New York
+$4.33M
4
Wells Fargo
Wells Fargo
California
+$3.13M
5
AIC
Ameritas Investment Company
Nebraska
+$2.93M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$1.65M
2
NA
NewEdge Advisors
Louisiana
-$1.6M
3
SIM
Seaview Investment Managers
Florida
-$1.35M
4
Ameriprise
Ameriprise
Minnesota
-$981K
5
OMC
Old Mission Capital
Illinois
-$775K
Name Holding Trade Value Shares
Change 		Change in
Stake
KPWS
76
Kestra Private Wealth Services
Texas
$489K +$496K +11,237 New
PSF
77
Pacific Sun Financial
California
$486K +$493K +11,178 New
GEA
78
Glen Eagle Advisors
New Jersey
$484K +$143K +3,250 +58%
WI
79
WrapManager Inc
California
$482K +$25.5K +577 +5%
RJA
80
Raymond James & Associates
Florida
$479K +$140K +3,174 +40%
NCM
81
Neumann Capital Management
California
$448K +$44.1K +1,000 +11%
Northwestern Mutual Wealth Management
82
Northwestern Mutual Wealth Management
Wisconsin
$444K +$146K +3,308 +48%
FTUS
83
Flow Traders U.S.
New York
$434K +$441K +9,990 New
BC
84
Brio Consultants
California
$433K +$4.33K +98 +1%
BF
85
BOK Financial
Oklahoma
$430K +$436K +9,888 New
PWP
86
Principle Wealth Partners
Connecticut
$420K – – –
CI
87
CX Institutional
Indiana
$419K -$15.1K -343 -3%
APA
88
American Portfolios Advisors
New York
$411K -$92.9K -2,105 -18%
BBW
89
Blue Barn Wealth
Utah
$405K – – –
Wealth Enhancement Advisory Services
90
Wealth Enhancement Advisory Services
Minnesota
$394K +$21.6K +490 +6%
MML Investors Services
91
MML Investors Services
Massachusetts
$390K +$183K +4,152 +86%
RCA
92
Resonant Capital Advisors
Wisconsin
$389K – – –
NA
93
NewEdge Advisors
Louisiana
$388K -$1.6M -36,280 -80%
FUBT
94
First United Bank & Trust
Maryland
$386K +$56.1K +1,272 +17%
ATC
95
Adirondack Trust Company
New York
$385K – – –
SCM
96
Stordahl Capital Management
Colorado
$384K +$18.8K +425 +5%
FHA
97
First Horizon Advisors
Tennessee
$374K +$29.4K +666 +8%
AIM
98
Acropolis Investment Management
Missouri
$373K – – –
SAS
99
Sage Advisory Services
Texas
$371K +$20.4K +463 +6%
SPC
100
Sigma Planning Corp
Michigan
$345K +$8.38K +190 +2%
2 3
4
5 6

NUSC Hedge Fund Activity: Q3 2021 in Review

162 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2021, worth a combined $733M — up 7.5% from $682M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 16 closed out — a net gain of 6 holders — while 91 added to existing stakes and 24 trimmed.

The largest buyer was Bank of America, adding an estimated $28.9M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.65M sold.

  • 162 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2021, up from 156 in Q2 2021.
  • Funds reported $733M of Nuveen ESG Small-Cap ETF stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2021 and 16 closed out, a net change of +6 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2021 was Bank of America, an estimated $28.9M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2021 was Citadel Advisors, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2021.