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Nuveen ESG Small-Cap ETF

139 hedge funds and large institutions have $565M invested in Nuveen ESG Small-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 63 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

825% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 4

250% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 18

50% more capital invested

Capital invested by funds: $376M → $565M (+$189M)

28% more funds holding

Funds holding: 109139 (+30)

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

1.58% more ownership

Funds ownership: 70.01%71.59% (+1.6%)

Holders
139
Holders Change
+30
Holders Change %
+27.52%
% of All Funds
2.44%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
37
Increased
63
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FANJ
76
Financial Architects (New Jersey)
New Jersey
$385K -$21.6K -511 -5%
AIM
77
Acropolis Investment Management
Missouri
$374K
CAPTRUST Financial Advisors
78
CAPTRUST Financial Advisors
North Carolina
$371K +$363K +8,612 New
Baird Financial Group
79
Baird Financial Group
Wisconsin
$369K +$103K +2,434 +40%
DADC
80
D.A. Davidson & Co
Montana
$368K +$361K +8,555 New
ATC
81
Adirondack Trust Company
New York
$366K +$359K +8,500 New
SCM
82
Stordahl Capital Management
Colorado
$360K -$34.7K -822 -9%
WTC
83
WhitTier Trust Company
Nevada
$356K +$300K +7,115 +608%
WCFA
84
Walkner Condon Financial Advisors
Wisconsin
$349K +$68.4K +1,620 +25%
RCA
85
Resonant Capital Advisors
Wisconsin
$343K +$61.2K +1,449 +22%
PAS
86
Park Avenue Securities
New York
$338K +$332K +7,857 New
TRCT
87
Tower Research Capital (TRC)
New York
$329K -$287K -6,797 -47%
Wealth Enhancement Advisory Services
88
Wealth Enhancement Advisory Services
Minnesota
$328K +$83.2K +1,972 +36%
SAS
89
Sage Advisory Services
Texas
$320K -$31.7K -752 -9%
PFO
90
Pathstone Family Office
New Jersey
$309K +$303K +7,175 New
IA
91
IFP Advisors
Florida
$303K -$17.9K -425 -6%
HCM
92
Hudson Capital Management
New Jersey
$296K
AAS
93
Avantax Advisory Services
Texas
$291K -$3.84K -91 -1%
CWM
94
Collaborative Wealth Management
Florida
$288K +$305K +7,229 New
PWP
95
Principle Wealth Partners
Connecticut
$280K +$275K +6,504 New
AL
96
Aspiriant LLC
California
$280K +$275K +6,506 New
AGA
97
Arkos Global Advisors
Texas
$273K -$21.8K -516 -8%
BFA
98
Bragg Financial Advisors
North Carolina
$267K
Bessemer Group
99
Bessemer Group
New Jersey
$249K
OAM
100
Oppenheimer Asset Management
New York
$239K +$235K +5,556 New

NUSC Hedge Fund Activity: Q1 2021 in Review

139 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2021, worth a combined $565M — up 50% from $376M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 4 closed out — a net gain of 33 holders — while 63 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $67.2M. The largest seller was Stewardship Advisors, cutting an estimated $2.09M.

  • 139 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2021, up from 109 in Q4 2020.
  • Funds reported $565M of Nuveen ESG Small-Cap ETF stock for Q1 2021, up 50% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2021 and 4 closed out, a net change of +33 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2021 was Bank of America, an estimated $67.2M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2021 was Stewardship Advisors, an estimated $2.09M sold.

Based on aggregated 13F filings for Q1 2021.