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Nuveen ESG Small-Cap ETF

109 hedge funds and large institutions have $376M invested in Nuveen ESG Small-Cap ETF in 2020 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 44 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

675% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 4

175% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 16

65% more capital invested

Capital invested by funds: $228M → $376M (+$148M)

31% more funds holding

Funds holding: 83109 (+26)

2.17% more ownership

Funds ownership: 67.83%70.01% (+2.2%)

Holders
109
Holders Change
+26
Holders Change %
+31.33%
% of All Funds
1.93%
Holding in Top 10
4
Holding in Top 10 Change
+4
Holding in Top 10 Change %
% of All Funds
0.07%
New
31
Increased
44
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wealth Enhancement Advisory Services
76
Wealth Enhancement Advisory Services
Minnesota
$224K +$190K +5,498 New
Bessemer Group
77
Bessemer Group
New Jersey
$222K
WI
78
WrapManager Inc
California
$214K +$193K +5,586 New
LGWM
79
Litman Gregory Wealth Management
California
$211K
TWM
80
Tradition Wealth Management
Minnesota
$155K +$140K +4,038 New
CCM
81
Cribstone Capital Management
Maine
$145K -$11.3K -327 -8%
TAIM
82
TD Ameritrade Investment Management
Nebraska
$104K -$8.51K -246 -8%
BFEC
83
Benjamin F. Edwards & Company
Missouri
$72K +$64.7K +1,870 New
IWP
84
IAG Wealth Partners
Wisconsin
$58K -$8.71K -252 -14%
Fifth Third Bancorp
85
Fifth Third Bancorp
Ohio
$55K +$49.8K +1,439 New
RG
86
Retirement Group
California
$54K
AF
87
Advisornet Financial
Minnesota
$45K +$12.7K +368 +46%
WTC
88
WhitTier Trust Company
Nevada
$45K +$31.3K +905 +342%
ME
89
McIlrath & Eck
Washington
$38K +$19.9K +574 +136%
WEC
90
Winslow Evans & Crocker
Massachusetts
$35K +$31.6K +915 New
TF
91
TimeScale Financial
Massachusetts
$34K +$173 +5 +0.6%
BWM
92
Baystate Wealth Management
Massachusetts
$30K -$2.73K -79 -9%
Citigroup
93
Citigroup
New York
$26K
Northwestern Mutual Wealth Management
94
Northwestern Mutual Wealth Management
Wisconsin
$21K
DWMG
95
DB Wealth Management Group
California
$21K +$19.4K +560 New
BWM
96
BerganKDV Wealth Management
Minnesota
$20K
PCG
97
Private Capital Group
Connecticut
$19K
LFG
98
Larson Financial Group
Missouri
$18K +$16.2K +467 New
PFGIA
99
Patriot Financial Group Insurance Agency
Massachusetts
$15K +$242 +7 +2%
Fidelity Investments
100
Fidelity Investments
Massachusetts
$15K +$9.41K +272 +227%

NUSC Hedge Fund Activity: Q4 2020 in Review

109 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2020, worth a combined $376M — up 65% from $228M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new NUSC positions and 4 closed out — a net gain of 27 holders — while 44 added to existing stakes and 16 trimmed.

The largest buyer was Compass Ion Advisors, opening a new position worth an estimated $15.6M. The largest seller was Stewardship Advisors, cutting an estimated $4.52M.

  • 109 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2020, up from 83 in Q3 2020.
  • Funds reported $376M of Nuveen ESG Small-Cap ETF stock for Q4 2020, up 65% quarter-over-quarter.
  • 31 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2020 and 4 closed out, a net change of +27 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2020 was Compass Ion Advisors, an estimated $15.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2020 was Stewardship Advisors, an estimated $4.52M sold.

Based on aggregated 13F filings for Q4 2020.